PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameSchwartz, Walter JohnDOIID304892NAIC NPN1744147
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance Date: 11/30/2025
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
11/30/20270No0Yes00N/A0000No
11/30/20257Yes0Yes00N/A0707No
11/30/20233Yes9Yes00N/A12121224Yes
11/30/20213Yes46Yes00N/A049049Yes
11/30/20194Yes20Yes00N/A024024Yes
11/30/20173Yes21Yes00N/A024024Yes
11/30/20153Yes21Yes00N/A024024Yes
11/30/20133Yes21Yes011N/A013024Yes
11/30/20113Yes21Yes01N/A023024Yes
11/30/20094Yes11Yes93N/A012924Yes
6/30/20066Yes22Yes428Yes10533Yes
6/30/20042Yes25Yes214Yes013229Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Senior Market Sales Ethics - C54136EthicsWebCE, Inc9/16/2024Correspondence411/30/2025
Ethics and Seniors:Understanding the Mature Market - C13648EthicsWebCE, Inc9/13/2024Correspondence311/30/2025
Estate Planning Techn. for Small Business Owners - C22955LifeWebCE, Inc11/8/2023Correspondence511/30/2023
Ethics and Seniors:Understanding the Mature Market - C13648EthicsWebCE, Inc11/2/2023Correspondence311/30/2023
Annuity Suitability and Best Interest Standards - C20776Annuity SuitabilityWebCE, Inc10/3/2022Correspondence411/30/2023
Ethics and Seniors:Understanding the Mature Market - C13648EthicsWebCE, Inc8/12/2021Correspondence311/30/2021
Inherited IRAs - C99494LifeWebCE, Inc6/21/2020Correspondence511/30/2021
Retirement Planning Strategies - C61763LifeWebCE, Inc6/21/2020Correspondence811/30/2021
IRA Rollovers - C34636Life and HealthWebCE, Inc6/21/2020Correspondence611/30/2021
Health Savings Accounts - C07599Life and HealthWebCE, Inc6/20/2020Correspondence311/30/2021
Taxation of Life Insurance and Annuities - C09232LifeWebCE, Inc6/20/2020Correspondence811/30/2021
How to Structure an Annuity Contract - C94168Life and HealthWebCE, Inc6/20/2020Correspondence411/30/2021
Distribution Planning - C07200LifeWebCE, Inc6/20/2020Correspondence1211/30/2021

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