| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| UNDERSTANDING ANNUITIES SALES OBLIGATIONS AND FINRA 2330 2ND EDITION - C100815 | Life | Kaplan | 7/3/2025 | Correspondence | 2 | 6/30/2026 |
| Financial Products Training Course,8th Ed - C23872 | Life and Health | Kaplan | 4/29/2025 | Correspondence | 12 | 6/30/2026 |
| Ethical Insurance Producer 2nd Edition - C24620 | Ethics | Kaplan | 4/29/2025 | Correspondence | 3 | 6/30/2026 |
| Annuity Essentials and FINRA Rule 2330,2nd Ed - C26900 | Life and Health | Kaplan | 7/23/2024 | Correspondence | 3 | 6/30/2026 |
| Understanding IRA''s, 5th Edition - C14397 | Life | Kaplan | 5/19/2024 | Correspondence | 6 | 6/30/2024 |
| Health Savings Accounts, 3rd Ed - C11314 | Life and Health | Kaplan | 5/19/2024 | Correspondence | 4 | 6/30/2024 |
| Annuity Concepts - C61765 | Life and Health | Kaplan | 5/19/2024 | Correspondence | 7 | 6/30/2024 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 5/11/2024 | Correspondence | 3 | 6/30/2024 |
| KnowYourCustomerAndVariableAnnuities(FINRA2330)2nd - C25493 | Annuities and Securities | Kaplan | 7/12/2023 | Correspondence | 3 | 6/30/2024 |
| Asset Allocation - C61810 | Life and Health | Kaplan | 4/23/2023 | Correspondence | 12 | 6/30/2024 |
| Ethical Insurance Producer 2nd Edition - C24620 | Ethics | Kaplan | 1/16/2023 | Correspondence | 3 | 6/30/2024 |
| Financial Exploitation of Seniors&FINRA Rule2330 - C23235 | Life and Health | Kaplan | 10/27/2022 | Correspondence | 3 | 6/30/2024 |