PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameSmith, Roger KeithDOIID305366NAIC NPN2094066
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance Date: 3/31/2026
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
3/31/20280No0Yes00N/A1201212No
3/31/20263Yes21Yes00N/A12241236Yes
3/31/20246Yes28Yes00N/A12341246Yes
3/31/20227Yes17Yes00N/A12241236Yes
3/31/20203Yes32Yes00N/A10351045Yes
3/31/20185Yes29Yes01N/A033034Yes
3/31/20163Yes21Yes00N/A024024Yes
3/31/20143Yes21Yes00N/A024024Yes
3/31/20123Yes10Yes00N/A11131124Yes
3/31/20103Yes21Yes50N/A6241135Yes
6/30/200812Yes12Yes512Yes6121135Yes
6/30/200615Yes12Yes215Yes612835Yes
6/30/20042Yes23Yes212Yes513732Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Fundamentals of Estate Planning - C99699Life and HealthWebCE, Inc1/19/2026Correspondence123/31/2026
401(k) Plans - C20530LifeWebCE, Inc1/18/2026Correspondence53/31/2026
Annuity Suitability and Best Interest Standards - C20776Annuity SuitabilityWebCE, Inc1/17/2026Correspondence43/31/2026
Ethics for Producers: Cases and Comments - C69357EthicsWebCE, Inc1/15/2026Correspondence33/31/2026
Fundamentals of Estate Planning - C99699Life and HealthWebCE, Inc2/13/2024Correspondence123/31/2024
Life & Health Insurance Essentials-General - C37663Life and HealthWebCE, Inc2/8/2024Correspondence123/31/2024
Life & Health Insurance Essentials-Ethics - C35996EthicsWebCE, Inc2/8/2024Correspondence33/31/2024
4-Hour Long Term Care Review - C97411Long Term Care Partnership ActWebCE, Inc2/6/2024Correspondence43/31/2024
Ethics for Producers: Cases and Comments - C69357EthicsWebCE, Inc6/16/2022Correspondence33/31/2024
Life Insurance Concepts - C58446Life and HealthWebCE, Inc10/19/2021Correspondence83/31/2022
Introduction to Life Insurance - C59842LifeWebCE, Inc10/19/2021Correspondence93/31/2022
Insurance Regulation and Consumer Protection - C16531EthicsWebCE, Inc10/18/2021Correspondence43/31/2022
Ethics for Producers: Cases and Comments - C69357EthicsWebCE, Inc10/12/2021Correspondence33/31/2022

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