DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Sams, Lisa H	DOIID	307737	NAIC NPN	7159072

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 4/30/2026

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
4/30/2028	0	No	0	Yes	12	0	N/A	0	0	12	12	No
4/30/2026	0	No	106	Yes	12	72	N/A	0	34	12	118	No
4/30/2024	3	Yes	38	Yes	0	41	N/A	0	0	0	41	Yes
4/30/2022	3	Yes	6	Yes	0	4	N/A	4	16	4	24	Yes
4/30/2020	3	Yes	16	Yes	0	4	N/A	0	24	0	28	Yes
4/30/2018	3	Yes	16	Yes	0	0	N/A	5	19	5	24	Yes
4/30/2016	5	Yes	20	Yes	0	0	N/A	4	25	4	29	Yes
4/30/2014	3	Yes	23	Yes	0	0	N/A	2	26	2	28	Yes
4/30/2012	4	Yes	18	Yes	4	7	N/A	0	15	4	26	Yes
4/30/2010	8	Yes	9	Yes	11	11	N/A	0	6	11	28	Yes
6/30/2008	6	Yes	17	Yes	12	23	Yes	0	0	12	35	Yes
6/30/2006	3	Yes	49	Yes	9	50	Yes	0	3	9	62	Yes
6/30/2004	2	Yes	19	Yes	12	21	Yes	0	0	12	33	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
HS 347 Contemporary Apps. in Financial Planning - C94342	Life, Health, Property & Casualty	American College, The	6/6/2025	Correspondence	30	4/30/2026
HS 330 Fundamentals of Estate Planning - C10215	Life and Health	American College, The	3/4/2025	Classroom	36	4/30/2026
HS 328 Investments - C10213	Life and Health	American College, The	11/7/2024	Classroom	36	4/30/2026
Annuity Suitability and Best Interest Standards - C20776	Annuity Suitability	WebCE, Inc	5/14/2024	Correspondence	4	4/30/2026
HS 326 Planning for Retirement Needs - C10212	Life and Health	American College, The	12/8/2023	Classroom	36	4/30/2024
The Future is Now (rev) - C11349	Property and Casualty	Safelite Auto Glass Corporation (OH)	8/17/2023	Classroom	2	4/30/2024
21st Century Ethics Through An Insurance Lenz Web - C18412	Ethics	Safelite Auto Glass Corporation (OH)	8/17/2023	Classroom	3	4/30/2024
Identity Theft & Anti-Money Laundering - C62848	General Insurance Principles	A.D. Banker & Company, LLC	5/2/2022	Correspondence	9	4/30/2022
4-Hour Annuity Best Interest - C24263	Annuity Suitability	A.D. Banker & Company, LLC	5/2/2022	Correspondence	4	4/30/2022
Ethics: Delivering on the Promise - C11898	Ethics	A.D. Banker & Company, LLC	5/1/2022	Correspondence	3	4/30/2022
Insurance Fraud and How to Prevent It - C54732	Property and Casualty	Safelite Auto Glass Corporation (OH)	3/30/2022	Classroom	2	4/30/2022
Risk Rating 2.0- Equity in Action Webinar - C15291	General Insurance Principles	Flood Insurance Training Solutions	7/1/2021	Classroom	2	4/30/2022