| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Planning and Ethics - C94294 | Life and Health | Sigco, Inc. dba Pohs Institute | 7/17/2025 | Correspondence | 18 | 12/31/2025 |
| Financial Planning and Ethics (Ethic Section) - C94292 | Ethics | Sigco, Inc. dba Pohs Institute | 7/17/2025 | Correspondence | 6 | 12/31/2025 |
| Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161 | Ethics | Sigco, Inc. dba Pohs Institute | 10/31/2023 | Correspondence | 6 | 12/31/2023 |
| Financial Strategies, DOL Updates & Ethics - C12160 | Life and Health | Sigco, Inc. dba Pohs Institute | 10/31/2023 | Correspondence | 18 | 12/31/2023 |
| Understanding IRA''s, 5th Edition - C14397 | Life | Kaplan | 10/10/2023 | Correspondence | 6 | 12/31/2023 |
| Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 9/12/2023 | Correspondence | 3 | 12/31/2023 |
| Wells Fargo Annuity Training Course, 2nd Edition - C93926 | Annuity Suitability | Kaplan | 12/7/2021 | Correspondence | 4 | 12/31/2021 |
| Anti-Money Laundering Training Ins. Professionals - C10186 | Life and Health | Kaplan | 12/7/2021 | Correspondence | 2 | 12/31/2021 |
| Ethical Practices - C61788 | Ethics | Kaplan | 11/15/2021 | Correspondence | 12 | 12/31/2021 |
| Understanding IRA''s, 5th Edition - C14397 | Life | Kaplan | 11/14/2021 | Correspondence | 6 | 12/31/2021 |