DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Wingo, Thomas Herbert	DOIID	311218	NAIC NPN	385119

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 6/30/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
6/30/2027	0	No	0	Yes	0	0	N/A	12	0	12	12	No
6/30/2025	6	Yes	18	Yes	0	1	N/A	12	24	12	37	Yes
6/30/2023	6	Yes	35	Yes	0	3	N/A	10	39	10	52	Yes
6/30/2021	3	Yes	27	Yes	4	3	N/A	0	27	4	34	Yes
6/30/2019	3	Yes	13	Yes	10	13	N/A	2	3	12	28	Yes
6/30/2017	6	Yes	42	Yes	8	14	N/A	0	34	8	56	Yes
6/30/2015	3	Yes	17	Yes	12	17	N/A	0	3	12	32	Yes
6/30/2013	3	Yes	40	Yes	12	32	N/A	0	11	12	55	Yes
6/30/2011	3	Yes	30	Yes	12	22	N/A	0	11	12	45	Yes
6/30/2009	5	Yes	25	Yes	12	30	N/A	0	0	12	42	Yes
6/30/2006	3	Yes	21	Yes	12	22	Yes	0	3	12	37	Yes
6/30/2004	4	Yes	31	Yes	2	35	Yes	0	1	2	38	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Legacy Planning Strategies-Classroom - C80270	General Insurance Principles	Pruco Life Insurance Company / QuestCE	9/12/2023	Classroom	1	6/30/2025
Financial Planning and Ethics - C94294	Life and Health	Sigco, Inc. dba Pohs Institute	8/17/2023	Correspondence	18	6/30/2025
Financial Planning and Ethics (Ethic Section) - C94292	Ethics	Sigco, Inc. dba Pohs Institute	8/17/2023	Correspondence	6	6/30/2025
Agents&Advisory Key to Annuities&Ethical Conduct - C23666	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	3/15/2023	Correspondence	18	6/30/2023
Agents Ethical Considerations&Consumer Suitability - C23700	Ethics	Affordable-Success-FirstChoice-ClienTell CE	3/15/2023	Correspondence	6	6/30/2023
Guide to Retirement Planning Strategies - C94002	Life	Broker Educational Sales and Training	9/13/2022	Correspondence	14	6/30/2023
It''s All About Income - C94269	Life	Broker Educational Sales and Training	9/13/2022	Classroom	1	6/30/2023
Recommending Annuties Under the New NAIC Best Inst - C23810	Annuity Suitability	RegEd, Inc.	1/4/2022	Correspondence	1	6/30/2023
Protective Strategies for Uncertain Markets(Class) - C14668	Life	Prudential Annuities Life Assurance Corporation	9/21/2021	Classroom	1	6/30/2023
Advanced Roth Strategies - C17389	General Insurance Principles	Prudential Annuities Life Assurance Corporation	9/21/2021	Classroom	1	6/30/2023
Ethics and Seniors:Understanding the Mature Market - C13648	Ethics	WebCE, Inc	4/27/2021	Correspondence	3	6/30/2021
Uncovering Social Security Secrets - C19810	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	4/21/2020	Correspondence	12	6/30/2021
Going Down the Mountain - C20912	Life	Jackson National Life Distributors	3/7/2020	Classroom	1	6/30/2021
Social Security: The Choice of a Lifetime - C17657	Life	Nationwide Life Insurance Company c/o Quest Cont Ed Solution	3/6/2020	Classroom	1	6/30/2021
Spousal Protection Strategies:Providing for a Sur - C15575	Life and Health	Prudential Annuities Life Assurance Corporation	11/19/2019	Classroom	1	6/30/2021
The Advisors Guide To Retirement Planning - C56849	Life	Broker Educational Sales and Training	10/15/2019	Correspondence	12	6/30/2021