DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameVance, Sheila ADOIID314869NAIC NPN2210524
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance Date:
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
9/30/20250No0Yes00N/A0000No
9/30/20230No1Yes00N/A0101No
9/30/20213Yes21Yes00N/A024024Yes
9/30/20193Yes21Yes00N/A024024Yes
9/30/20173Yes17Yes00N/A420424Yes
9/30/20159Yes19Yes00N/A028028Yes
9/30/20133Yes20Yes00N/A123124Yes
9/30/20114Yes19Yes20N/A023225Yes
9/30/20098Yes17Yes016N/A010026Yes
6/30/20063Yes8Yes111Yes012124Yes
6/30/20044Yes19Yes212Yes011225Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Annuity Suitability&Best Interest Standard:1HrTrai - C20651Annuity SuitabilityKaplan2/10/2022Correspondence19/30/2023
AML Understanding the Problem and Programs to Fi.. - C20956Life and HealthKaplan7/1/2021Correspondence29/30/2021
Anti-Money Laundering Training Ins. Professionals - C10186Life and HealthKaplan6/10/2021Correspondence29/30/2021
Anti-Money Laundering Laws & Practices - C03557Life and HealthKaplan6/3/2021Correspondence49/30/2021
Annuities for Today's Investor - C61843LifeKaplan5/14/2021Correspondence59/30/2021
Annuity Suitblty:4hr Training Course 2ED - C39107Annuity SuitabilityKaplan3/29/2021Correspondence49/30/2021
Ethics at Work, 2nd Edition - C15440EthicsKaplan12/18/2020Correspondence39/30/2021
LTC & PP 4-Hour Refresher, 2nd Edition - C35095Long Term Care Partnership ActKaplan12/17/2019Correspondence49/30/2021
Modern Variable Annuity Contract Benefits - C04528Life and HealthRegEd, Inc.7/22/2019Correspondence39/30/2019
Fixed Annuities - C06073LifeRegEd, Inc.5/28/2019Correspondence39/30/2019
Variable Annuities - C08719LifeRegEd, Inc.5/20/2019Correspondence39/30/2019
Indexed Annuities - C08655LifeRegEd, Inc.4/9/2019Correspondence49/30/2019
A Look At Advanced Variable Annuities - C67933LifeRegEd, Inc.1/23/2019Correspondence49/30/2019
A Walk Through the Ethical Insurance Practice - C09133EthicsRegEd, Inc.5/7/2018Correspondence39/30/2019
Expect Unexpected: A Guide to Long-Term Care (4HR) - C99441Long Term Care Partnership ActRegEd, Inc.1/17/2018Correspondence49/30/2019
Understanding Variable Annuities:Functions,Benefit - C63203Life / VariableRegEd, Inc.3/30/2017Correspondence49/30/2017
Anti Money Laundering Programs for Life Ins Co - C98643LifeKaplan9/29/2016Correspondence29/30/2017
Annuity Concepts - C61765Life and HealthKaplan3/24/2016Correspondence79/30/2017
LTC & PP 4-Hour Refresher, 2nd Edition - C35095Long Term Care Partnership ActKaplan2/25/2016Correspondence49/30/2017
Ethics for the Insurance Professional 4th Edition - C99134EthicsKaplan10/13/2015Correspondence39/30/2017
KY LTC & Partnrshp Policies: Initial Crs - C09560Long Term Care Partnership ActKaplan11/20/2014Correspondence89/30/2015
Annuities for Today's Investor - C61843LifeKaplan7/21/2014Correspondence59/30/2015
Retirement Planning - C44721Life and HealthQuest Continuing Education Solutions5/22/2014Correspondence69/30/2015
A Professional's Guide to Ethical Decision Making - C44722EthicsQuest Continuing Education Solutions3/18/2014Correspondence99/30/2015
Indexed Products - C77305Life and HealthKaplan3/28/2013Correspondence49/30/2013
Determining Retirement Income Needs - C34722Life and HealthKaplan3/11/2013Correspondence59/30/2013
Suitability for Annuities - C33977Life and HealthKaplan2/12/2013Correspondence79/30/2013
A Walk Through the Ethical Insurance Practice - C09133EthicsRegEd, Inc.4/10/2012Correspondence39/30/2013
NAIC Suitability in Annuity Transactions Model Reg - C07658Annuity SuitabilityRegEd, Inc.2/29/2012Correspondence49/30/2013
Taxation of Life Insurance Products - 2nd Edition - C55278Life / VariableRegEd, Inc.3/24/2011Correspondence39/30/2011
Diversification: A Strategy for Asset Pro & Growth - C54635Life / VariableRegEd, Inc.10/27/2010Correspondence49/30/2011
Customer Communications III - C55112Life / VariableRegEd, Inc.10/21/2010Correspondence39/30/2011
Sarbanes-Oxley Primer: Overview/Sarbanes-Oxley Act - C55111Life / VariableRegEd, Inc.10/18/2010Correspondence59/30/2011
Understanding Variable Annuities:Functions,Benefit - C63203Life / VariableRegEd, Inc.3/11/2010Correspondence49/30/2011
Unethical Behavior - Opportunities Abound - C03113EthicsRegEd, Inc.3/9/2010Correspondence49/30/2011
Foundations-Educated Investor - C27465Life and HealthGoldman Sachs Asset Management8/5/2009Classroom19/30/2009
Ethics and Insurance - C11879EthicsFinancial Campus8/20/2008Correspondence89/30/2009
Advanced Variable Annuities - C31056LifeRegEd, Inc.8/20/2008Correspondence29/30/2009
The Roth 401(k) - C59887Life / VariableWood Logan Academy12/6/2007Classroom19/30/2009
Life After the Excise Tax - C27174Life and HealthGoldman Sachs Asset Management11/15/2007Classroom19/30/2009
Variable Annuity Suitability - C59886Life / VariableWood Logan Academy11/1/2007Classroom19/30/2009
From One Generation to the Next: Benefits of Fund - C66865Life / VariableWood Logan Academy11/1/2007Classroom19/30/2009
Opportunity-Small Business Market - C27466Life and HealthGoldman Sachs Asset Management10/18/2007Classroom19/30/2009
The Rollover Decision - C27464Life and HealthGoldman Sachs Asset Management10/18/2007Classroom19/30/2009
IRC Section 72(t) - C27175Life and HealthGoldman Sachs Asset Management10/18/2007Classroom19/30/2009
Accessing Retirement Assets - C32720Life and HealthWood Logan Academy9/27/2007Classroom29/30/2009
Getting It Right: A Guide to Constructing Success - C66868Life / VariableWood Logan Academy9/27/2007Classroom19/30/2009
Annuity Features & Benefits - C40396Life / VariableWood Logan Academy2/15/2007Classroom19/30/2009
Advanced College Savings Concepts - C38140LifeWood Logan Academy2/15/2007Classroom19/30/2009
Is the Bull Market Over? - C27173General Insurance PrinciplesGoldman Sachs Asset Management12/4/2006Classroom19/30/2009
Morningstar Portfolio Analysis Tool - C54855Life and HealthGoldman Sachs Asset Management12/4/2006Classroom29/30/2009
The Key to Equity Indexed Annuities - C25199Life and HealthAffordable-Success-FirstChoice-ClienTell CE10/13/2005Classroom26/30/2006
Managing Investment Risk - C27469Life and HealthGoldman Sachs Asset Management6/29/2005Classroom16/30/2006
The Rollover Decision - C27464Life and HealthGoldman Sachs Asset Management6/29/2005Classroom16/30/2006
Understanding Qualified Plans and Annuities - C12111Life and HealthAffordable-Success-FirstChoice-ClienTell CE6/8/2005Classroom26/30/2006
Morningstar Portfolio Analysis Tool - C54855Life and HealthGoldman Sachs Asset Management12/7/2004Classroom26/30/2006
Ethics for Life Insurance - C55721EthicsCincinnati Insurance Board11/18/2004Classroom36/30/2006
Practical Estate Planning - C28475General Insurance PrinciplesRegEd, Inc.8/5/2004Correspondence126/30/2006

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