DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Rich, Dwight William	DOIID	317467	NAIC NPN	2814606

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
9/30/2027	0	No	0	Yes	0	0	N/A	11	0	11	11	No
9/30/2025	6	Yes	18	Yes	0	0	N/A	11	24	11	35	Yes
9/30/2023	8	Yes	15	Yes	0	0	N/A	12	23	12	35	Yes
9/30/2021	4	Yes	24	Yes	0	2	N/A	12	26	12	40	Yes
9/30/2019	3	Yes	41	Yes	0	1	N/A	12	43	12	56	Yes
9/30/2017	3	Yes	25	Yes	0	0	N/A	12	28	12	40	Yes
9/30/2015	3	Yes	34	Yes	0	1	N/A	0	36	0	37	Yes
6/30/2004	4	Yes	14	Yes	4	12	Yes	0	13	4	29	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Financial Planning and Ethics - C94294	Life and Health	Sigco, Inc. dba Pohs Institute	4/7/2024	Correspondence	18	9/30/2025
Financial Planning and Ethics (Ethic Section) - C94292	Ethics	Sigco, Inc. dba Pohs Institute	4/7/2024	Correspondence	6	9/30/2025
The Ethical Insurance Producer - C53197	Ethics	Kaplan	8/3/2022	Correspondence	5	9/30/2023
Ethical Practices, 3rd Edition - C21630	Ethics	Kaplan	8/2/2022	Correspondence	3	9/30/2023
Problematic Beneficiary Designations, 3rd Ed - C21038	Life and Health	Kaplan	7/30/2022	Correspondence	4	9/30/2023
Introduction to Trusts: Case Studies, 3RD Edition - C93490	Life and Health	Kaplan	7/30/2022	Correspondence	4	9/30/2023
Annuity Suitability&Best Interest Standard:4HrsTr - C20649	Annuity Suitability	Kaplan	7/28/2022	Correspondence	4	9/30/2023
AML Best Practices for the Life Ins Ind - 2nd Ed - C05505	Life	Kaplan	7/28/2022	Correspondence	3	9/30/2023
Understanding Wills & Intestacy, 2nd Ed - C44781	Life and Health	Kaplan	7/27/2022	Correspondence	3	9/30/2021
Annuities for Today's Investor - C61843	Life	Kaplan	7/27/2022	Correspondence	5	9/30/2021
Investing Retirement Assets, 4th Edition - C16843	Life and Health	Kaplan	7/27/2022	Correspondence	3	9/30/2021
Ethics,4th Ed - C20632	Ethics	Kaplan	7/27/2022	Correspondence	3	9/30/2021
Ethics, Senior Clients, and You -Webinar - C12993	Ethics	Pacific Life Insurance Company c/o Quest CE	6/8/2022	Classroom	1	9/30/2021
Client Conversations: Creating Lifetime Income - C20848	Life and Health	Pacific Life Insurance Company c/o Quest CE	1/29/2020	Classroom	1	9/30/2021
Retirement Planning - C17194	Life and Health	Broker Educational Sales and Training	10/22/2019	Correspondence	12	9/30/2021