DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Auslander, Louise Haynes	DOIID	321510	NAIC NPN	1484951

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 10/31/2023

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2025	0	No	0	Yes	0	0	N/A	0	0	0	0	No
10/31/2023	3	Yes	19	Yes	0	0	N/A	0	22	0	22	No
10/31/2021	3	Yes	21	Yes	0	0	N/A	0	24	0	24	Yes
10/31/2019	6	Yes	17	Yes	0	0	N/A	1	23	1	24	Yes
10/31/2017	3	Yes	22	Yes	0	0	N/A	0	25	0	25	Yes
10/31/2015	3	Yes	20	Yes	0	0	N/A	1	23	1	24	Yes
10/31/2013	5	Yes	16	Yes	0	0	N/A	4	21	4	25	Yes
10/31/2011	3	Yes	13	Yes	12	0	N/A	0	16	12	28	Yes
10/31/2009	4	Yes	45	Yes	12	41	N/A	0	8	12	61	Yes
6/30/2006	4	Yes	27	Yes	12	31	Yes	0	4	12	47	Yes
6/30/2004	4	Yes	29	Yes	12	33	Yes	0	0	12	45	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Long-Term Care, 6th Edition - C68515	Life and Health	Kaplan	10/29/2023	Correspondence	9	10/31/2023
Understanding Wills & Intestacy, 2nd Ed - C44781	Life and Health	Kaplan	10/10/2023	Correspondence	3	10/31/2023
Annuity Suitability&Best Interest Standard:4HrsTr - C20649	Annuity Suitability	Kaplan	9/5/2023	Correspondence	4	10/31/2023
AML Best Practices for the Life Ins Ind - 2nd Ed - C05505	Life	Kaplan	8/2/2023	Correspondence	3	10/31/2023
Ethical Insurance Producer 2nd Edition - C24620	Ethics	Kaplan	7/29/2023	Correspondence	3	10/31/2023
Anti Money Laundering:Suspicious Activities & SARs - C94047	Life and Health	Kaplan	3/21/2021	Correspondence	1	10/31/2021
AML: Frequently Asked Questions - C77163	Life and Health	Kaplan	3/20/2021	Correspondence	1	10/31/2021
Financial Exploitation of Seniors& Annuity Suit - C93514	Life	Kaplan	2/24/2021	Correspondence	2	10/31/2021
Suitability for Traditional Life and UL Ins,2nd Ed - C93362	Life	Kaplan	2/23/2021	Correspondence	2	10/31/2021
Medicare Supplement Policies - C92949	Health	Kaplan	2/18/2021	Correspondence	2	10/31/2021
Group Insurance, 7th Edition - C78973	Life and Health	Kaplan	2/12/2021	Correspondence	5	10/31/2021
Medicare, 3rd Edition - C92735	Health	Kaplan	2/7/2021	Correspondence	2	10/31/2021
Long-Term Care Concepts, 5th Ed. - C94489	Health	Kaplan	2/4/2021	Correspondence	2	10/31/2021
Anti-Money Laundering Laws & Practices - C03557	Life and Health	Kaplan	2/2/2021	Correspondence	4	10/31/2021
Ethics for the Insurance Professional 4th Edition - C99134	Ethics	Kaplan	1/29/2021	Correspondence	3	10/31/2021
Problematic Beneficiary Designations, 2nd Ed - C78881	Life and Health	Kaplan	10/24/2019	Correspondence	4	10/31/2019
Anti-Money Laundering Training Ins. Professionals - C10186	Life and Health	Kaplan	10/21/2019	Correspondence	2	10/31/2019
Finan. Exploit of Seniors:Why Ins Agents Should... - C93540	Ethics	Kaplan	10/18/2019	Correspondence	3	10/31/2019
Advising Clients on Medicare, 2nd Ed. - C72432	Health	Kaplan	3/29/2019	Correspondence	2	10/31/2019
Annuity Suitblty:4hr Training Course 2ED - C39107	Annuity Suitability	Kaplan	3/23/2019	Correspondence	4	10/31/2019
Long-Term Care Concepts, 5th Ed. - C94489	Health	Kaplan	3/15/2019	Correspondence	2	10/31/2019
AML Best Practices for the Life Ins Ind - 2nd Ed - C05505	Life	Kaplan	3/13/2019	Correspondence	3	10/31/2019
Ethics - C61783	Ethics	Kaplan	3/11/2019	Correspondence	3	10/31/2019