| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Maximizing Wealth-Webinar - C27099 | Life | Society of Financial Service Professionals (Lexington, KY) | 6/11/2024 | Classroom | 1 | 3/31/2025 |
| Medicare And Financial Planning-Classroom - C26924 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 5/14/2024 | Classroom | 1 | 3/31/2025 |
| Ethical Issues in Insurance - C98460 | Ethics | Commonwealth Schools of Insurance, Inc. | 4/24/2024 | Correspondence | 6 | 3/31/2025 |
| Fiduciary Update & Guide To DOL-Classroom - C26757 | General Insurance Principles | Society of Financial Service Professionals (Lexington, KY) | 3/12/2024 | Classroom | 1 | 3/31/2025 |
| LTC Required Refresher Course - SS - C02395 | Long Term Care Partnership Act | LTC Connection | 3/7/2024 | Correspondence | 4 | 3/31/2025 |
| Social Security for Beginners - C15650 | General Insurance Principles | Benefit Plans of America | 2/21/2024 | Classroom | 3 | 3/31/2025 |
| Elder Care Planning-Classroom - C26539 | Life | Society of Financial Service Professionals (Lexington, KY) | 2/6/2024 | Classroom | 1 | 3/31/2025 |
| Situational Social Security-Classroom - C26541 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 1/16/2024 | Classroom | 1 | 3/31/2025 |
| Secure 2.0 Retirement Plan Updates-Classroom - C26306 | Life | Society of Financial Service Professionals (Lexington, KY) | 11/14/2023 | Classroom | 1 | 3/31/2025 |
| Making Retirement More Efficient-Classroom - C26246 | Annuities and Securities | Society of Financial Service Professionals (Lexington, KY) | 10/10/2023 | Classroom | 1 | 3/31/2025 |
| SuccessionPlanning&SellingCloselyHeldBusiness - C26085 | Life | Society of Financial Service Professionals (Lexington, KY) | 9/12/2023 | Classroom | 1 | 3/31/2025 |
| 2024Medicare,MedicareAdvantage+ComplianeRequiremen - C25947 | General Insurance Principles | National Association of Benefits and Insurance Professionals | 8/6/2023 | Correspondence | 8 | 3/31/2025 |
| 2023 Medicare Summit-Ethics Classroom - C25824 | Ethics | National Association of Benefits and Insurance Professionals Kentucky Chapter | 7/19/2023 | Classroom | 3 | 3/31/2025 |
| Behavioral Guidance During Market Volatility-Class - C25577 | Life | Society of Financial Service Professionals (Lexington, KY) | 6/13/2023 | Classroom | 1 | 3/31/2025 |
| BEHAVIORAL FINANCE - C15553 | Life and Health | Fidelity Institutional Investments c/o RegEd,Inc. | 5/31/2023 | Classroom | 1 | 3/31/2025 |
| Conversations That Light The Way-Classroom - C25573 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 4/16/2023 | Classroom | 1 | 3/31/2025 |
| Fiduciary Update 2023 & Secure Act 2.0 - C25535 | Life | Society of Financial Service Professionals (Lexington, KY) | 3/25/2023 | Classroom | 1 | 3/31/2023 |
| ProbateCourt:InformationEveryPlannerShouldKnow-Cla - C25301 | Life | Society of Financial Service Professionals (Lexington, KY) | 2/18/2023 | Classroom | 1 | 3/31/2023 |
| Social Security Review & Update -Classroom - C25147 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 1/11/2023 | Classroom | 1 | 3/31/2023 |
| Tax-Efficient Retirement Planning Webinar - C80685 | Life | Society of Financial Service Professionals (Lexington, KY) | 10/14/2022 | Classroom | 1 | 3/31/2023 |
| Strategies to Improve Business Value - C24443 | Life | Society of Financial Service Professionals (Lexington, KY) | 9/6/2022 | Classroom | 1 | 3/31/2023 |
| Long Term Care 4-Hour Training - C02813 | Long Term Care Partnership Act | WebCE, Inc | 8/28/2022 | Correspondence | 4 | 3/31/2023 |
| KYAHU Medicare Summit 2022-Classroom - C24218 | Health | National Association of Benefits and Insurance Professionals Kentucky Chapter | 8/2/2022 | Classroom | 6 | 3/31/2023 |
| Longevity Conundrum to Retirement-Classroom - C80336 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 6/14/2022 | Classroom | 1 | 3/31/2023 |
| Ethical Issues - Part I - C98461 | Ethics | Commonwealth Schools of Insurance, Inc. | 4/28/2022 | Correspondence | 3 | 3/31/2023 |
| Annuity Suitability - Best Interest II - C20118 | Annuity Suitability | Commonwealth Schools of Insurance, Inc. | 4/28/2022 | Correspondence | 1 | 3/31/2023 |
| Fiduciary Regulation-Then and Now (Classroom) - C23570 | Life | Society of Financial Service Professionals (Lexington, KY) | 4/12/2022 | Classroom | 1 | 3/31/2023 |
| Federal Tax Update (Webinar) - C20896 | Life | Society of Financial Service Professionals (Lexington, KY) | 1/11/2022 | Classroom | 1 | 3/31/2023 |
| Understanding Social Security Choices to Better Advise Clients - C19728 | Life | Society of Financial Service Professionals (Lexington, KY) | 11/9/2021 | Classroom | 1 | 3/31/2023 |
| Cash Flow and Net Worth During Retirement(Webinar) - C19670 | Life | Society of Financial Service Professionals (Lexington, KY) | 10/12/2021 | Classroom | 1 | 3/31/2023 |
| Suitability in Annuity Transactions - C18399 | Life / Variable | Society of Financial Service Professionals (Lexington, KY) | 9/14/2021 | Classroom | 1 | 3/31/2023 |
| 2021 Medicare Summit - C16100 | Health | National Association of Benefits and Insurance Professionals Kentucky Chapter | 8/3/2021 | Classroom | 6 | 3/31/2023 |
| 2022MedicareMedAdvantageComplianceRequirementsMMAC - C15694 | Life and Health | National Association of Benefits and Insurance Professionals | 7/30/2021 | Correspondence | 8 | 3/31/2023 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 7/14/2021 | Correspondence | 6 | 3/31/2023 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 7/14/2021 | Correspondence | 18 | 3/31/2023 |
| Getting to Know Medicare - C10783 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 3/9/2021 | Classroom | 1 | 3/31/2021 |
| Fiduciary Regulation in 2021 and Beyond - C10128 | Life | Society of Financial Service Professionals (Lexington, KY) | 2/9/2021 | Classroom | 1 | 3/31/2021 |
| Special Needs for Children(Webinar) - C27820 | Life | Society of Financial Service Professionals (Lexington, KY) | 1/12/2021 | Classroom | 1 | 3/31/2021 |
| Making Retirement more Efficient - C24526 | Life | Society of Financial Service Professionals (Lexington, KY) | 11/17/2020 | Classroom | 1 | 3/31/2021 |
| IRA Distributions Past and Pre Secure - C24347 | Life | Society of Financial Service Professionals (Lexington, KY) | 10/20/2020 | Classroom | 1 | 3/31/2021 |
| ILIT - Changing What was not to be Changed - C24346 | Life | Society of Financial Service Professionals (Lexington, KY) | 9/15/2020 | Classroom | 1 | 3/31/2021 |
| Annuity Suitability - C97489 | Annuity Suitability | Commonwealth Schools of Insurance, Inc. | 4/29/2020 | Correspondence | 4 | 3/31/2021 |
| Fiduciary Update - C22108 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 3/10/2020 | Classroom | 1 | 3/31/2021 |
| Late Life Asset Protection and Planning - C21485 | Life and Health | Society of Financial Service Professionals (Lexington, KY) | 2/11/2020 | Classroom | 1 | 3/31/2021 |
| Trusts as Alternatives to Wills - C21310 | Life | Society of Financial Service Professionals (Lexington, KY) | 1/14/2020 | Classroom | 1 | 3/31/2021 |
| KY LTC Partnership II (4hrs) - C08895 | Long Term Care Partnership Act | Commonwealth Schools of Insurance, Inc. | 11/20/2019 | Correspondence | 4 | 3/31/2021 |
| An Introduction to Estate Planning - C93421 | Life and Health | Commonwealth Schools of Insurance, Inc. | 11/14/2019 | Correspondence | 8 | 3/31/2021 |
| Ethical Issues in Insurance - C98460 | Ethics | Commonwealth Schools of Insurance, Inc. | 10/1/2019 | Correspondence | 6 | 3/31/2021 |
| National Social Security Advisor Training Program - C13143 | Life and Health | National Underwriter Company, The | 8/23/2019 | Classroom | 8 | 3/31/2021 |
