DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Dauer, Stephen Edward	DOIID	330492	NAIC NPN	7069489

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 3/31/2027

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
3/31/2027	0	No	0	Yes	0	0	N/A	12	0	12	12	No
3/31/2025	3	Yes	27	Yes	0	0	N/A	12	30	12	42	Yes
3/31/2023	12	Yes	48	Yes	0	0	N/A	12	60	12	72	Yes
3/31/2021	3	Yes	34	Yes	0	1	N/A	12	36	12	49	Yes
3/31/2019	5	Yes	41	Yes	0	1	N/A	12	45	12	58	Yes
3/31/2017	4	Yes	48	Yes	0	0	N/A	12	52	12	64	Yes
3/31/2015	5	Yes	37	Yes	0	2	N/A	12	40	12	54	Yes
3/31/2013	5	Yes	30	Yes	0	2	N/A	12	33	12	47	Yes
6/30/2011	5	Yes	21	Yes	3	0	N/A	0	38	3	41	Yes
6/30/2009	5	Yes	10	Yes	12	6	N/A	0	9	12	27	Yes
6/30/2006	4	Yes	36	Yes	8	36	Yes	2	4	10	50	Yes
6/30/2004	4	Yes	18	Yes	12	8	Yes	0	14	12	34	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
IRA''s: Managing Uncertainty - C94448	Life	A.D. Banker & Company, LLC	12/24/2024	Correspondence	6	3/31/2025
A Walk Through the Ethical Insurance Practice - C09133	Ethics	RegEd, Inc.	12/23/2024	Correspondence	3	3/31/2025
Financial Products Training Course,8th Ed - C23872	Life and Health	Kaplan	12/20/2024	Correspondence	12	3/31/2025
Introduction to Advanced Markets, 5th Edition - C18504	Life and Health	Kaplan	12/19/2024	Correspondence	9	3/31/2025
The Advisor''s Guide to Social Insurance Programs - C65706	Life	Broker Educational Sales and Training	3/21/2023	Correspondence	12	3/31/2023
Agents Ethical Considerations&Consumer Suitability - C23700	Ethics	Affordable-Success-FirstChoice-ClienTell CE	10/6/2022	Correspondence	6	3/31/2023
Agents&Advisory Key to Annuities&Ethical Conduct - C23666	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	10/6/2022	Correspondence	18	3/31/2023
Financial Planning and Ethics (Ethic Section) - C94292	Ethics	Sigco, Inc. dba Pohs Institute	5/3/2022	Correspondence	6	3/31/2023
Financial Planning and Ethics - C94294	Life and Health	Sigco, Inc. dba Pohs Institute	5/3/2022	Correspondence	18	3/31/2023