DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Bates, Jimmy Lee	DOIID	334358	NAIC NPN	5954540

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 5/31/2011

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
5/31/2011	0	No	0	No	2	0	N/A	0	2	2	No
5/31/2009	4	Yes	19	Yes	3	11	N/A	12	3	26	Yes
6/30/2006	3	Yes	17	Yes	7	8	Yes	12	7	27	Yes
6/30/2004	2	Yes	15	Yes	12	13	Yes	6	12	31	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Life Ins. Pol. Comparisons & Underwriting (2nd ed) - C61233	Life and Health	Kentucky Community and Technical College	4/30/2009	Correspondence	12	5/31/2009
Business Insurance for Pass-Through Entities - C43879	Life	Kentucky Association of Insurance and Financial Advisors	6/13/2008	Classroom	2	5/31/2009
Ethical Business Practices - C39443	Ethics	Kentucky Association of Insurance and Financial Advisors	3/14/2008	Classroom	3	5/31/2009
Values & Ethics: Being Compliant & Profitable - C58276	Ethics	Kentucky Association of Insurance and Financial Advisors	9/14/2007	Classroom	1	5/31/2009
NASD Requirements for Variable Annuities - C65431	Life / Variable	Kentucky Association of Insurance and Financial Advisors	6/22/2007	Classroom	3	5/31/2009
Quanitifying the Life, Insurance Need - C65430	Life	Kentucky Association of Insurance and Financial Advisors	12/8/2006	Classroom	2	5/31/2009
Ethics - C60752	Ethics	Kentucky Community and Technical College	6/17/2006	Classroom	3	6/30/2006
Voluntary Worksite Benefits - C43880	Life and Health	Kentucky Association of Insurance and Financial Advisors	6/9/2006	Classroom	1	6/30/2006
Life Ins. Pol. Comparisons & Underwriting (2nd ed) - C61233	Life and Health	Kentucky Community and Technical College	5/12/2006	Correspondence	12	6/30/2006
The Role of Life Ins in IRA Stretch-Out Planning - C41575	Annuities and Securities	Kentucky Association of Insurance and Financial Advisors	12/9/2005	Classroom	1	6/30/2006
Educational Funding After The 2001 Tax Act - C39445	Life	Kentucky Association of Insurance and Financial Advisors	6/10/2005	Classroom	1	6/30/2006
Retirement Planning After the New Tax Law - C39441	Life	Kentucky Association of Insurance and Financial Advisors	3/11/2005	Classroom	1	6/30/2006
Asset Allocation: Putting Your Clients Eggs in the - C55649	Life / Variable	Kentucky Association of Insurance and Financial Advisors	12/10/2004	Classroom	1	6/30/2006