PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameHermann, Thomas EdwardDOIID336685NAIC NPN2342725
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance by: Extension Date :
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
11/30/20270No0Yes00N/A0000No
11/30/20250No10Yes00N/A12101222No
11/30/202311Yes31Yes00N/A042042Yes
11/30/20215Yes16Yes00N/A321324Yes
11/30/20196Yes21Yes02N/A025027Yes
11/30/20175Yes19Yes00N/A024024Yes
11/30/20154Yes20Yes00N/A024024Yes
11/30/20133Yes21Yes00N/A024024Yes
11/30/20114Yes8Yes00N/A12121224Yes
11/30/200912Yes12Yes012N/A12121236Yes
6/30/200612Yes12Yes012Yes12121236Yes
6/30/200416Yes8Yes012Yes12121236Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Helping Individuals Save for Retirement - C07158LifeRegEd, Inc.10/1/2024Correspondence311/30/2025
Annuities In Your Client''s Portfolio - C76993Life / VariableRegEd, Inc.9/27/2024Correspondence311/30/2025
LTC Req-LTC-4hr Train Req - C04852Long Term Care Partnership ActRegEd, Inc.5/14/2024Correspondence411/30/2025
Agents Ethical Considerations&Consumer Suitability - C23700EthicsAffordable-Success-FirstChoice-ClienTell CE10/5/2023Correspondence611/30/2023
Agents&Advisory Key to Annuities&Ethical Conduct - C23666Life and HealthAffordable-Success-FirstChoice-ClienTell CE10/5/2023Correspondence1811/30/2023
Retirement Planning For Women - C94559Life and HealthRegEd, Inc.8/29/2023Correspondence511/30/2023
Ethical Issues in the Financial Services Industry - C67521EthicsRegEd, Inc.8/16/2023Correspondence511/30/2023
Fixed Annuities - C06073LifeRegEd, Inc.8/15/2023Correspondence311/30/2023
Variable Annuities, 2nd Edition - C12310Annuities and SecuritiesRegEd, Inc.8/2/2023Correspondence511/30/2023
Understanding Variable Annuities:Functions,Benefit - C63203Life / VariableRegEd, Inc.11/29/2021Correspondence411/30/2021
Annuity Transactions: Ensuring Suitability 2nd Ed - C10555Annuities and SecuritiesRegEd, Inc.10/5/2021Correspondence311/30/2021
Suitability & Insurable Needs of Senior Investors - C97803Annuity SuitabilityRegEd, Inc.9/28/2021Correspondence511/30/2021
NAIC Suitability in Annuity Transactions Model Reg - C07658Annuity SuitabilityRegEd, Inc.9/8/2021Correspondence411/30/2021
Ethics of Social Media in Insurance, 2nd Edition - C19245EthicsRegEd, Inc.8/23/2021Correspondence211/30/2021
Ethical Decision Making - C14266EthicsRegEd, Inc.10/30/2020Correspondence311/30/2021

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