DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Schwartz, Joan M	DOIID	337042	NAIC NPN	7185800

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 10/31/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2025	0	No	0	Yes	0	0	N/A	0	0	0	No
10/31/2023	4	Yes	8	Yes	12	7	N/A	5	12	24	Yes
10/31/2021	3	Yes	48	Yes	8	51	N/A	0	8	59	Yes
10/31/2019	4	Yes	16	Yes	12	20	N/A	0	12	32	Yes
10/31/2017	3	Yes	43	Yes	12	43	N/A	3	12	58	Yes
10/31/2015	4	Yes	36	Yes	12	40	N/A	0	12	52	Yes
10/31/2013	4	Yes	52	Yes	12	56	N/A	0	12	68	Yes
10/31/2011	3	Yes	59	Yes	12	62	N/A	0	12	74	Yes
10/31/2009	4	Yes	86	Yes	12	110	N/A	0	12	122	Yes
6/30/2006	3	Yes	20	Yes	7	29	Yes	0	7	36	Yes
6/30/2004	2	Yes	23	Yes	3	19	Yes	9	3	31	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Errors & Omissions - C13338	Property and Casualty	ACUITY	10/13/2023	Correspondence	1	10/31/2023
Contract & Coverage Part 1 - C56839	Property and Casualty	ACUITY	10/13/2023	Correspondence	1	10/31/2023
Ethics in Insurance - C71433	Ethics	ACUITY	10/12/2023	Correspondence	1	10/31/2023
Construction Claims - C24211	Property and Casualty	ACUITY	10/12/2023	Correspondence	1	10/31/2023
CYBER LIABILITY - C93129	Property and Casualty	ACUITY	8/10/2023	Correspondence	1	10/31/2023
Key Fundamentals of Flood Insurance 2.0-Part 2 (Webinar) - C18391	Flood - NFIP	Flood Insurance Training Solutions	7/26/2023	Classroom	2	10/31/2023
Key Fundamentals of Flood Insurance 2.0-Part 1 (Webinar) - C18379	Flood - NFIP	Flood Insurance Training Solutions	7/25/2023	Classroom	2	10/31/2023
Acuity Ethics 3 Credits - C35346	Ethics	ACUITY	5/10/2022	Classroom	3	10/31/2023
INSURANCE COMPANY OPERATIONS INSTITUTE CLSSRM/WEB - C94915	Life, Health, Property & Casualty	National Alliance, The	9/9/2021	Classroom	16	10/31/2021
Ethics for Insurance Agents (Webinar) - C10573	Ethics	Cincinnati Insurance Board	3/3/2021	Classroom	3	10/31/2021
CIC- COMMERCIAL CASUALTY (CLASSROOM/WEBINAR) - C15770	Property and Casualty	National Alliance, The	9/10/2020	Classroom	16	10/31/2021
2019 Ruble Graduate Seminar- PC L - C20884	Property and Casualty	National Alliance, The	11/7/2019	Classroom	16	10/31/2021