DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Yates, Patrick Rea	DOIID	337854	NAIC NPN	1481213

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 6/30/2027

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
6/30/2027	0	No	0	Yes	0	0	N/A	12	0	12	12	No
6/30/2025	15	Yes	36	Yes	0	0	N/A	10	51	10	61	Yes
6/30/2023	3	Yes	19	Yes	1	4	N/A	11	18	12	34	Yes
6/30/2021	9	Yes	32	Yes	12	1	N/A	0	40	12	53	Yes
6/30/2019	3	Yes	71	Yes	12	19	N/A	0	55	12	86	Yes
6/30/2017	6	Yes	91	Yes	0	58	N/A	8	45	8	111	Yes
6/30/2015	3	Yes	29	Yes	0	9	N/A	0	23	0	32	Yes
6/30/2013	5	Yes	17	Yes	1	5	N/A	0	18	1	24	Yes
6/30/2011	3	Yes	10	Yes	12	4	N/A	0	9	12	25	Yes
6/30/2009	4	Yes	24	Yes	12	28	N/A	0	0	12	40	Yes
6/30/2006	4	Yes	31	Yes	8	31	Yes	0	4	8	43	Yes
6/30/2004	4	Yes	16	Yes	5	16	Yes	7	4	12	32	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161	Ethics	Sigco, Inc. dba Pohs Institute	6/25/2025	Correspondence	6	6/30/2025
Financial Strategies, DOL Updates & Ethics - C12160	Life and Health	Sigco, Inc. dba Pohs Institute	6/25/2025	Correspondence	18	6/30/2025
Ethically Serving Seniors with Diminished Capacity - C93473	Ethics	WebCE, Inc	6/10/2024	Correspondence	3	6/30/2025
Principles of Life and Health Insurance & Ethics - C12164	Life and Health	Sigco, Inc. dba Pohs Institute	4/17/2024	Correspondence	18	6/30/2025
Principles of Life/Health Insu&Ethics (EthicsOnly) - C12163	Ethics	Sigco, Inc. dba Pohs Institute	4/17/2024	Correspondence	6	6/30/2025
Ditch the Rearview Mirrow Webinar - C24613	Life and Health	American United Life Insurance Company - Indiv Marketing	3/15/2023	Classroom	1	6/30/2023
Ethics - Practical Guide to Professional Conduct - C68412	Ethics	Lincoln National Life Insurance Co/CT c/o Quest CE Solutions	8/18/2022	Classroom	3	6/30/2023
Recommending Annuities Under The NAIC Best Interes - C23811	Annuity Suitability	RegEd, Inc.	4/4/2022	Correspondence	5	6/30/2023
Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	1/27/2022	Correspondence	13	6/30/2023