| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161 | Ethics | Sigco, Inc. dba Pohs Institute | 2/3/2026 | Correspondence | 6 | 3/31/2026 |
| Financial Strategies, DOL Updates & Ethics - C12160 | Life and Health | Sigco, Inc. dba Pohs Institute | 2/3/2026 | Correspondence | 18 | 3/31/2026 |
| Retirement Plans for Small Businesses - C36470 | Life and Health | Broker Educational Sales and Training | 11/15/2024 | Correspondence | 12 | 3/31/2026 |
| Ethics for the Financial Service Professionals - C93461 | Ethics | Quest Continuing Education Solutions | 4/26/2024 | Correspondence | 3 | 3/31/2024 |
| Ethical Standards for Producers - C08627 | Ethics | Quest Continuing Education Solutions | 4/12/2024 | Correspondence | 3 | 3/31/2024 |
| Working With and Protecting Older Clients, 2nd ED. - C19246 | Ethics | RegEd, Inc. | 3/22/2024 | Correspondence | 3 | 3/31/2024 |
| EthicalIssuesInTheFinancialServicesIndustry,2ndEdi - C26760 | Ethics | RegEd, Inc. | 3/18/2024 | Correspondence | 3 | 3/31/2024 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 5/13/2021 | Correspondence | 6 | 3/31/2022 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 5/13/2021 | Correspondence | 18 | 3/31/2022 |
| Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 9/15/2020 | Correspondence | 13 | 3/31/2022 |
| Uncovering Social Security Secrets - C19810 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 7/28/2020 | Correspondence | 12 | 3/31/2022 |