DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Smith, Gregory Warren	DOIID	346732	NAIC NPN	1475470

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 5/31/2026

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
5/31/2028	0	No	0	Yes	0	0	N/A	0	0	0	0	No
5/31/2026	0	No	1	Yes	0	1	N/A	12	0	12	13	No
5/31/2024	6	Yes	31	Yes	0	0	N/A	12	37	12	49	Yes
5/31/2022	3	Yes	24	Yes	0	0	N/A	12	27	12	39	Yes
5/31/2020	3	Yes	47	Yes	0	2	N/A	12	48	12	62	Yes
5/31/2018	11	Yes	47	Yes	0	1	N/A	12	57	12	70	Yes
5/31/2016	8	Yes	38	Yes	0	6	N/A	12	40	12	58	Yes
5/31/2014	12	Yes	27	Yes	0	5	N/A	9	34	9	48	Yes
5/31/2012	3	Yes	23	Yes	0	11	N/A	7	15	7	33	Yes
5/31/2010	12	Yes	12	Yes	7	0	N/A	0	24	7	31	Yes
6/30/2008	3	Yes	16	Yes	11	16	Yes	1	3	12	31	Yes
6/30/2006	12	Yes	14	Yes	11	12	Yes	0	14	11	37	Yes
6/30/2004	4	Yes	20	Yes	11	12	Yes	0	12	11	35	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
TOP 10 ADVANCED ANNUITY AND IRA PLANNING IDEA WEBINAR - C100240	Life	Nationwide Life Insurance Company c/o Quest Cont Ed Solution	12/3/2024	Classroom	1	5/31/2026
Critical Decisions For Retirement Planning - C25909	Life and Health	WebCE, Inc	12/11/2023	Correspondence	5	5/31/2024
Ethically Serving Seniors with Diminished Capacity - C93473	Ethics	WebCE, Inc	12/11/2023	Correspondence	3	5/31/2024
Uncovering Social Security Secrets - C19810	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	10/10/2023	Correspondence	12	5/31/2024
The Advisors Guide to Annuities & Ethical Prac-Eth - C92603	Ethics	Broker Educational Sales and Training	9/14/2023	Correspondence	3	5/31/2024
The Advisors Guide to Annuities and Ethical Practi - C92602	Life	Broker Educational Sales and Training	9/14/2023	Correspondence	9	5/31/2024
Recommending Annuities Under The NAIC Best Interes - C23811	Annuity Suitability	RegEd, Inc.	7/13/2022	Correspondence	5	5/31/2024
Business Insurance Concepts II - C39597	Life and Health	Commonwealth Schools of Insurance, Inc.	8/2/2021	Correspondence	12	5/31/2022
Financial Planning Process Course - C44573	Life and Health	Commonwealth Schools of Insurance, Inc.	8/2/2021	Correspondence	12	5/31/2022
Ethical Issues - Part I - C98461	Ethics	Commonwealth Schools of Insurance, Inc.	8/2/2021	Correspondence	3	5/31/2022