DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameBrock, Steven EDOIID355581NAIC NPN7193931
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance by: Extension Date :
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
3/31/20250No0Yes00N/A0000No
3/31/20233Yes18Yes00N/A321324Yes
3/31/20215Yes22Yes03N/A024027Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Annuities for Today's Investor - C61843LifeKaplan4/2/2023Correspondence53/31/2023
ILITs and Estate Planning 3rd Edition - C20135Life and HealthKaplan3/31/2023Correspondence23/31/2023
TAXATION OF LIFE INS. AND AN N.,2ND ED. - C78890Life and HealthKaplan3/31/2023Correspondence33/31/2023
Ethical Insurance Producer 2nd Edition - C24620EthicsKaplan3/30/2023Correspondence33/31/2023
Anti-Money Laundering Training Ins. Professionals - C10186Life and HealthKaplan1/13/2023Correspondence23/31/2023
Recommending Annuities Under The NAIC Best Interes - C23811Annuity SuitabilityRegEd, Inc.8/29/2022Correspondence53/31/2023
Recommending Annuties Under the New NAIC Best Inst - C23810Annuity SuitabilityRegEd, Inc.8/4/2022Correspondence13/31/2023
Income Taxation of Life Insurance - C63059LifeRegEd, Inc.4/1/2021Correspondence23/31/2021
Retirement Planning for Seniors:Helping Our Client - C63300LifeRegEd, Inc.4/1/2021Correspondence73/31/2021
Ethical Issues in the Financial Services Industry - C67521EthicsRegEd, Inc.3/30/2021Correspondence53/31/2021
NAIC Suitability in Annuity Transactions Model Reg - C07658Annuity SuitabilityRegEd, Inc.3/25/2021Correspondence43/31/2021
Estate Planning for the Othe 99% (State Webinar) - C38088Life and HealthPacific Life Insurance Company c/o RegEd, Inc.6/23/2020Classroom13/31/2021
Addressing Retirement Shortfall - C93323Life and HealthA.D. Banker & Company, LLC6/2/2020Classroom13/31/2021
Executive Compensation-Webinar - C55284Life and HealthA.D. Banker & Company, LLC4/21/2020Classroom13/31/2021
Annuity Suitblty:4hr Training Course 2ED - C39107Annuity SuitabilityKaplan1/24/2019Correspondence43/31/2021
Anti-Money Laundering Training Ins. Professionals - C10186Life and HealthKaplan1/16/2019Correspondence23/31/2021

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