DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Smith, Lisa Anne	DOIID	361840	NAIC NPN	7196711

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 9/30/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
9/30/2025	0	No	0	Yes	12	0	N/A	0	12	12	No
9/30/2023	3	Yes	42	Yes	12	42	N/A	3	12	57	Yes
9/30/2021	3	Yes	49	Yes	12	51	N/A	1	12	64	Yes
9/30/2019	3	Yes	42	Yes	12	45	N/A	0	12	57	Yes
9/30/2017	3	Yes	22	Yes	12	27	N/A	0	12	39	Yes
9/30/2015	4	Yes	33	Yes	12	37	N/A	0	12	49	Yes
9/30/2013	4	Yes	32	Yes	12	36	N/A	0	12	48	Yes
9/30/2011	8	Yes	52	Yes	12	60	N/A	0	12	72	Yes
9/30/2009	4	Yes	39	Yes	12	40	N/A	3	12	55	Yes
6/30/2006	6	Yes	60	Yes	0	66	Yes	0	0	66	Yes
6/30/2004	0	No	0	No	4	0	No	0	4	4	No

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Agency Valuation and Perpetuation - C25984	Property and Casualty	Big I Kentucky	8/22/2023	Classroom	3	9/30/2023
Anatomy Of An E&O Claim-Classroom - C25884	Property and Casualty	Big I Kentucky	8/22/2023	Classroom	3	9/30/2023
The Fundamentals of Ethics (Webinar) - C11967	Ethics	Imperial PFS Corporation dba Imperial PFS	1/10/2023	Classroom	3	9/30/2023
E&O Roadmap to Policy Analysis -Part 1 - C23152	Life, Health, Property & Casualty	Big I Kentucky	12/21/2022	Correspondence	3	9/30/2023
P&C Ins Marketplace Report for 2021(Webinar) - C24483	Property and Casualty	Big I Kentucky	10/6/2022	Classroom	1	9/30/2023
CRM - Financing of Risk (Classroom/Webinar) II - C19309	Life, Health, Property & Casualty	National Alliance, The	7/19/2022	Classroom	16	9/30/2023
2018 CRM-Principles of Risk Management(rme)Revis - C94165	Life, Health, Property & Casualty	National Alliance, The	2/17/2022	Classroom	16	9/30/2023
Work Comp-What Can Go Wrong, Will Go Wrong - C18265	Property and Casualty	Big I Kentucky	8/31/2021	Classroom	1	9/30/2021
Flood Program Overview-NFIP Then & Now - C15120	Flood - NFIP	Big I Kentucky	8/31/2021	Correspondence	1	9/30/2021
Anatomy of a Ransomware Attack - C18263	Property and Casualty	Big I Kentucky	8/31/2021	Classroom	2	9/30/2021
Web-Ethical Responsibilities with Fraud-Auto & Hom - C14313	Ethics	SECURA Insurance	8/11/2021	Classroom	1	9/30/2021
Web- Ethical Resp With Fraud-Commercial Lines and - C14366	Ethics	SECURA Insurance	8/11/2021	Classroom	1	9/30/2021
Web-Ethical Responsibilities w/Fraud-What is Fraud - C14396	Ethics	SECURA Insurance	8/11/2021	Classroom	1	9/30/2021
CRM-Control of Risk online - C94138	Life, Health, Property & Casualty	National Alliance, The	2/18/2021	Classroom	16	9/30/2021
Key Fundamentals of Flood for Insurance Agents P2 - C68992	Flood - NFIP	Flood Insurance Training Solutions	9/3/2020	Classroom	2	9/30/2021
Key Fundamentals of Flood Insurance for Agents P1 - C68991	Flood - NFIP	Flood Insurance Training Solutions	9/2/2020	Classroom	2	9/30/2021
The Risk Arising from the Lack of Coordination - C22923	Property and Casualty	Encova Mutual Insurance Group	7/21/2020	Classroom	1	9/30/2021
Using Data and Benchmarks to Tell a Story For New - C22924	Property and Casualty	Encova Mutual Insurance Group	7/21/2020	Classroom	2	9/30/2021
Updates on Marketplace Trends, Emerging Issues - C22919	Property and Casualty	Encova Mutual Insurance Group	7/20/2020	Classroom	1	9/30/2021
Common Errors and Oversights to Avoid During P&C - C22922	Property and Casualty	Encova Mutual Insurance Group	7/20/2020	Classroom	1	9/30/2021
CRM-Analysis Of Risk (classroom/webinar) - C17249	Life, Health, Property & Casualty	National Alliance, The	2/21/2020	Classroom	16	9/30/2021
E&O, Social Media, and the Insurance Agent - C92886	Property and Casualty	SECURA Insurance	10/2/2019	Classroom	1	9/30/2021
The Evolving Marketplace - C31652	Property and Casualty	SECURA Insurance	10/2/2019	Classroom	3	9/30/2021