DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Roberts, Thomas Walton	DOIID	363087	NAIC NPN	1477324

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 8/31/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
8/31/2027	0	No	0	Yes	0	0	N/A	0	0	0	0	No
8/31/2025	0	No	4	Yes	0	0	N/A	12	4	12	16	No
8/31/2023	3	Yes	36	Yes	0	6	N/A	1	33	1	40	Yes
8/31/2021	3	Yes	21	Yes	0	0	N/A	1	24	1	25	Yes
8/31/2019	3	Yes	21	Yes	0	0	N/A	1	24	1	25	Yes
8/31/2017	3	Yes	10	Yes	0	0	N/A	12	13	12	25	Yes
8/31/2015	3	Yes	29	Yes	0	0	N/A	12	32	12	44	Yes
8/31/2013	12	Yes	13	Yes	4	1	N/A	8	24	12	37	Yes
8/31/2011	12	Yes	16	Yes	12	4	N/A	0	24	12	40	Yes
8/31/2009	6	Yes	21	Yes	12	15	N/A	0	12	12	39	Yes
6/30/2006	4	Yes	20	Yes	12	12	Yes	0	12	12	36	Yes
6/30/2004	12	Yes	14	Yes	12	14	Yes	0	12	12	38	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
State-BasedMarketplaceCertification,RegistrationRe - C80455	Life and Health	Kentucky Health Benefit Exchange	9/13/2024	Correspondence	2	8/31/2025
PY2024IndividualMarketplaceForReturningAgents&Brok - C25953	Health	Geozoning Inc,DBA Healthsherpa	9/5/2023	Correspondence	2	8/31/2025
State-BasedMarketplaceCertification,RegistrationRe - C80455	Life and Health	Kentucky Health Benefit Exchange	8/24/2023	Correspondence	2	8/31/2023
Life & Health Insurance - C09392	Life and Health	Noble Continuing Education	6/16/2023	Correspondence	7	8/31/2023
Ethics for Agents - C20032	Ethics	Noble Continuing Education	6/16/2023	Correspondence	3	8/31/2023
Nuts&Bolts of Life&Health Insurance - C92792	Life and Health	Noble Continuing Education	6/16/2023	Correspondence	7	8/31/2023
Insurance Coverage - C92790	Life, Health, Property & Casualty	Noble Continuing Education	6/16/2023	Correspondence	7	8/31/2023
2023 CKAHU Symposium Part 1-Classroom - C25140	Life and Health	Central Kentucky Association of Health Underwriters	3/7/2023	Classroom	3	8/31/2023
2023 CKAHU Symposium Part2-Classroom - C25314	Life and Health	Central Kentucky Association of Health Underwriters	3/7/2023	Classroom	3	8/31/2023
PY2023What''sNewInTheMarketplaceForReturningAgents& - C24518	Health	Geozoning Inc,DBA Healthsherpa	1/20/2023	Correspondence	2	8/31/2023
State Based Marketplace Certification/Registration - C18396	Health	Kentucky Health Benefit Exchange	9/1/2021	Correspondence	5	8/31/2023
Long Term Care Refresher - C97930	Long Term Care Partnership Act	Noble Continuing Education	6/30/2021	Correspondence	4	8/31/2021
Life & Health Plans - C92804	Life and Health	Noble Continuing Education	6/30/2021	Correspondence	7	8/31/2021
Life & Health Insurance Toolbook - C09393	Life and Health	Noble Continuing Education	6/30/2021	Correspondence	10	8/31/2021
Anti Money Laundering - C20594	Ethics	Noble Continuing Education	5/5/2020	Correspondence	3	8/31/2021