DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Hoffman, Lesa Kay	DOIID	363946	NAIC NPN	5953345

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 4/30/2027

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
4/30/2029	0	No	0	Yes	0	0	N/A	9	0	9	9	No
4/30/2027	4	Yes	29	Yes	0	0	N/A	0	33	0	33	Yes
4/30/2025	4	Yes	8	Yes	0	0	N/A	12	12	12	24	Yes
4/30/2023	6	Yes	22	Yes	0	0	N/A	12	28	12	40	Yes
4/30/2021	10	Yes	34	Yes	0	0	N/A	12	44	12	56	Yes
4/30/2019	5	Yes	25	Yes	0	0	N/A	3	34	3	37	Yes
4/30/2017	3	Yes	12	Yes	12	0	N/A	0	15	12	27	Yes
4/30/2015	7	Yes	48	Yes	12	24	N/A	0	34	12	70	Yes
4/30/2013	17	Yes	49	Yes	0	24	N/A	12	42	12	78	Yes
4/30/2011	12	Yes	26	Yes	3	0	N/A	9	38	12	50	Yes
4/30/2009	9	Yes	30	Yes	12	3	N/A	0	36	12	51	Yes
6/30/2006	14	Yes	11	Yes	12	12	Yes	0	13	12	37	Yes
6/30/2004	3	Yes	108	Yes	12	108	Yes	0	3	12	123	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Life Insurance & the Peace of Mind it Offers - C04525	Life	RegEd, Inc.	1/31/2026	Correspondence	3	4/30/2027
Life Insurance and Annuity Replacement - C53490	Life and Health	RegEd, Inc.	1/31/2026	Correspondence	3	4/30/2027
Financial Planning Principles & Processes - C00804	Life	RegEd, Inc.	1/31/2026	Correspondence	9	4/30/2027
Helping Individuals Save for Retirement - C07158	Life	RegEd, Inc.	1/31/2026	Correspondence	3	4/30/2027
Annuity Transactions: Ensuring Suitability 2nd Ed - C10555	Annuities and Securities	RegEd, Inc.	1/31/2026	Correspondence	3	4/30/2027
Long-Term Care:In-Depth View, Kentucky 2nd Edition - C95329	Long Term Care Partnership Act	RegEd, Inc.	1/31/2026	Correspondence	8	4/30/2027
Artificial Intelligence(AI) and Insurance Ethics - C27050	Ethics	RegEd, Inc.	1/31/2026	Correspondence	4	4/30/2027
Test Your Savvy: Working with Senior Clients - C25890	Ethics	RegEd, Inc.	2/17/2024	Correspondence	4	4/30/2025
Term Insurance - C53531	Life and Health	RegEd, Inc.	2/17/2024	Correspondence	3	4/30/2025
The Psychology of Financial Planning - C23706	Life and Health	RegEd, Inc.	2/17/2024	Correspondence	5	4/30/2025
Suit-AnnuityTrans Under BestInt Standard 2ndEd - C12334	Annuity Suitability	RegEd, Inc.	1/8/2023	Correspondence	4	4/30/2023
Estate Plnng for Generations; Baby Boomers/Gen X - C01462	Life	RegEd, Inc.	1/8/2023	Correspondence	2	4/30/2023
Expect Unexpected: A Guide to Long-Term Care (4HR) - C99441	Long Term Care Partnership Act	RegEd, Inc.	1/8/2023	Correspondence	4	4/30/2023
Complying with Multiple Best-Interest Rules - C19935	Life and Health	RegEd, Inc.	1/8/2023	Correspondence	2	4/30/2023
An Overview of Group Insurance - C53444	Life and Health	RegEd, Inc.	1/7/2023	Correspondence	2	4/30/2023
Insurance Focused Anti-Money Laundering Programs - C97193	Life and Health	RegEd, Inc.	1/7/2023	Correspondence	2	4/30/2023
Diversity,Inclusion,&the Eliminstion of Bias-Ins - C22796	Ethics	RegEd, Inc.	1/7/2023	Correspondence	3	4/30/2023
Working With and Protecting Older Clients, 2nd ED. - C19246	Ethics	RegEd, Inc.	6/7/2022	Correspondence	3	4/30/2023
Recommending Annuities Under The NAIC Best Interes - C23811	Annuity Suitability	RegEd, Inc.	6/6/2022	Correspondence	5	4/30/2023
Recommending Annuties Under the New NAIC Best Inst - C23810	Annuity Suitability	RegEd, Inc.	6/6/2022	Correspondence	1	4/30/2023