DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Wainwright, Harold Lowell	DOIID	366071	NAIC NPN	384589

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 12/31/2026

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
12/31/2028	0	No	0	Yes	0	0	N/A	0	0	0	0	No
12/31/2026	3	Yes	6	Yes	0	0	N/A	12	9	12	21	No
12/31/2024	6	Yes	18	Yes	0	0	N/A	12	24	12	36	Yes
12/31/2022	9	Yes	42	Yes	0	0	N/A	2	51	2	53	Yes
12/31/2020	3	Yes	19	Yes	0	0	N/A	4	22	4	26	Yes
12/31/2018	9	Yes	16	Yes	0	0	N/A	3	25	3	28	Yes
12/31/2016	6	Yes	14	Yes	0	0	N/A	7	20	7	27	Yes
12/31/2014	5	Yes	26	Yes	0	0	N/A	0	31	0	31	Yes
12/31/2012	5	Yes	14	Yes	0	3	N/A	5	16	5	24	Yes
12/31/2010	12	Yes	17	Yes	0	0	N/A	0	29	0	29	Yes
12/31/2008	5	Yes	18	Yes	1	11	Yes	0	12	1	24	Yes
6/30/2006	3	Yes	19	Yes	3	10	Yes	0	12	3	25	Yes
6/30/2004	2	Yes	15	Yes	8	17	Yes	2	0	10	27	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Retirement Planning - C44721	Life and Health	Quest Continuing Education Solutions	4/14/2025	Correspondence	6	12/31/2026
Ethics for the Financial Service Professionals - C93461	Ethics	Quest Continuing Education Solutions	4/14/2025	Correspondence	3	12/31/2026
Financial Planning and Ethics (Ethic Section) - C94292	Ethics	Sigco, Inc. dba Pohs Institute	4/4/2024	Correspondence	6	12/31/2024
Financial Planning and Ethics - C94294	Life and Health	Sigco, Inc. dba Pohs Institute	4/4/2024	Correspondence	18	12/31/2024
Guide to Retirement Planning Strategies - C94002	Life	Broker Educational Sales and Training	11/2/2022	Correspondence	14	12/31/2022
Recommending Annuties Under the New NAIC Best Inst - C23810	Annuity Suitability	RegEd, Inc.	6/15/2022	Correspondence	1	12/31/2022
The Advisors Guide To Retirement Planning - C56849	Life	Broker Educational Sales and Training	4/19/2022	Correspondence	12	12/31/2022
4 hr Annuities Training Course - C95878	Annuity Suitability	Quest Continuing Education Solutions	12/7/2021	Correspondence	4	12/31/2022
Advanced Asset Allocation Strategies - C13218	Life and Health	Quest Continuing Education Solutions	6/3/2021	Correspondence	3	12/31/2022
Estate Planning - C13636	Life / Variable	Quest Continuing Education Solutions	6/3/2021	Correspondence	4	12/31/2022
A Professional's Guide to Ethical Decision Making - C44722	Ethics	Quest Continuing Education Solutions	6/3/2021	Correspondence	9	12/31/2022
401 (K)s and Qualified Plans - C15800	Life	Quest Continuing Education Solutions	6/3/2021	Correspondence	4	12/31/2022