| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Ethics for the Financial Service Professionals - C93461 | Ethics | Quest Continuing Education Solutions | 2/26/2025 | Correspondence | 3 | 2/28/2026 |
| LTC and Partnership Program 4 Hr Refresher Course - C15898 | Long Term Care Partnership Act | Kaplan | 11/7/2024 | Correspondence | 4 | 2/28/2026 |
| Retirement Planning after The SECURE 2.0 Act - C25959 | Life and Health | Broker Educational Sales and Training | 7/11/2024 | Correspondence | 12 | 2/28/2026 |
| The Advisor''s Guide to IRA''s - C92593 | Life and Health | Broker Educational Sales and Training | 4/4/2023 | Correspondence | 12 | 2/29/2024 |
| The Advisors Guide to Annuities & Ethical Prac-Eth - C92603 | Ethics | Broker Educational Sales and Training | 10/4/2022 | Correspondence | 3 | 2/29/2024 |
| The Advisors Guide to Annuities and Ethical Practi - C92602 | Life | Broker Educational Sales and Training | 10/4/2022 | Correspondence | 9 | 2/29/2024 |
| Wells Fargo Annunity Best Interest 4-hour Training - C20644 | Annuity Suitability | Kaplan | 6/29/2022 | Correspondence | 4 | 2/29/2024 |