DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Smith, Elizabeth Ann	DOIID	380133	NAIC NPN	7204630

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
3/31/2027	0	No	0	Yes	0	0	N/A	4	0	4	4	No
3/31/2025	3	Yes	8	Yes	0	0	N/A	12	16	12	28	Yes
3/31/2023	6	Yes	34	Yes	0	0	N/A	0	40	0	40	Yes
3/31/2021	3	Yes	14	Yes	0	0	N/A	7	17	7	24	Yes
3/31/2019	4	Yes	20	Yes	0	0	N/A	7	24	7	31	Yes
3/31/2017	4	Yes	17	Yes	0	0	N/A	10	21	10	31	Yes
3/31/2015	9	Yes	25	Yes	0	2	N/A	0	32	0	34	Yes
3/31/2011	0	No	0	No	6	0	N/A	0	0	6	6	No
3/31/2009	6	Yes	23	Yes	1	29	N/A	0	0	1	30	Yes
6/30/2006	3	Yes	17	Yes	5	16	Yes	0	4	5	25	Yes
6/30/2004	6	Yes	9	Yes	6	15	Yes	0	8	6	29	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Ethics,4th Ed - C20632	Ethics	Kaplan	3/25/2025	Correspondence	3	3/31/2025
Anti-Money Laundering: Back to Basics - C26553	Life and Health	Kaplan	3/24/2025	Correspondence	3	3/31/2025
Anti-Money Laundering Laws&Practices,2nd Edition - C80235	General Insurance Principles	Kaplan	3/24/2025	Correspondence	4	3/31/2025
Anti-Money Laundering:Frequently Asked Questions,2 - C19445	General Insurance Principles	Kaplan	3/20/2025	Correspondence	1	3/31/2025
AML Understanding the Problem and Programs to Fi.. - C20956	Life and Health	Kaplan	3/20/2025	Correspondence	2	3/31/2025
AML Best Practices for the Life Ins Ind - 2nd Ed - C05505	Life	Kaplan	1/19/2025	Correspondence	3	3/31/2025
Ethics in the P&C Insurance Workplace - C05140	Ethics	WebCE, Inc	12/8/2022	Correspondence	3	3/31/2023
The NAIC''s Best Interest Standard for Annuity Tran - C22636	Annuity Suitability	WebCE, Inc	1/5/2022	Correspondence	1	3/31/2023
Anti-Money Laundering for the Insurance Industry - C78856	Life and Health	WebCE, Inc	12/29/2021	Correspondence	2	3/31/2023
Final Expense Insurance - C92296	Life and Health	WebCE, Inc	12/29/2021	Correspondence	4	3/31/2023
Insuring RVs, Watercraft, Aircraft, ATVs & More - C07982	Property and Casualty	WebCE, Inc	12/29/2021	Correspondence	11	3/31/2023
Life & Health Insurance Essentials-Ethics - C35996	Ethics	WebCE, Inc	12/3/2021	Correspondence	3	3/31/2023
Life & Health Insurance Essentials-General - C37663	Life and Health	WebCE, Inc	12/3/2021	Correspondence	12	3/31/2023
4-Hour Annuity Training Course - C95891	Annuity Suitability	WebCE, Inc	12/2/2021	Correspondence	4	3/31/2023