| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Ethics: Do Not Harm - C96816 | Ethics | RegEd, Inc. | 12/27/2023 | Correspondence | 4 | 1/31/2024 |
| Ethical Decision Making - C14266 | Ethics | RegEd, Inc. | 11/15/2023 | Correspondence | 3 | 1/31/2024 |
| Diversification: A Strategy for Asset Pro & Growth - C54635 | Life / Variable | RegEd, Inc. | 11/15/2023 | Correspondence | 4 | 1/31/2024 |
| Annuities In Your Client''s Portfolio - C76993 | Life / Variable | RegEd, Inc. | 10/31/2023 | Correspondence | 3 | 1/31/2024 |
| Annuity Transactions: Ensuring Suitability 2nd Ed - C10555 | Annuities and Securities | RegEd, Inc. | 8/14/2023 | Correspondence | 3 | 1/31/2024 |
| A Professional's Guide to Ethical Decision Making - C44722 | Ethics | Quest Continuing Education Solutions | 3/12/2022 | Correspondence | 9 | 1/31/2022 |
| Annuities Essentials - C52027 | Life | Quest Continuing Education Solutions | 1/31/2022 | Correspondence | 15 | 1/31/2022 |
| Principles of Asset Allocation - C60869 | Life | Quest Continuing Education Solutions | 1/31/2022 | Correspondence | 3 | 1/31/2022 |