DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Bates IV, David Arthur	DOIID	390677	NAIC NPN	1483777

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 6/30/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
6/30/2027	0	No	0	Yes	0	0	N/A	12	0	12	12	No
6/30/2025	3	Yes	29	Yes	0	0	N/A	6	36	6	42	Yes
6/30/2023	8	Yes	10	Yes	0	0	N/A	12	18	12	30	Yes
6/30/2021	12	Yes	38	Yes	0	1	N/A	12	49	12	62	Yes
6/30/2019	3	Yes	72	Yes	0	0	N/A	12	75	12	87	Yes
6/30/2017	12	Yes	40	Yes	0	0	N/A	12	64	12	76	Yes
6/30/2015	12	Yes	16	Yes	0	0	N/A	12	40	12	52	Yes
6/30/2013	6	Yes	42	Yes	0	0	N/A	6	48	6	54	Yes
6/30/2011	4	Yes	26	Yes	0	0	N/A	0	30	0	30	Yes
6/30/2009	3	Yes	21	Yes	0	12	N/A	0	12	0	24	Yes
6/30/2006	6	Yes	6	Yes	12	12	Yes	0	0	12	24	Yes
6/30/2004	2	Yes	30	Yes	4	30	Yes	0	2	4	36	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Ethics,4th Ed - C20632	Ethics	Kaplan	8/1/2023	Correspondence	3	6/30/2025
Estate Planning Concepts 13th Ed - C11611	Life and Health	Kaplan	7/13/2023	Correspondence	14	6/30/2025
Annuity Concepts - C61765	Life and Health	Kaplan	7/13/2023	Correspondence	7	6/30/2025
Variable Contracts (2nd Ed.) - C79482	Life / Variable	Kaplan	7/13/2023	Correspondence	8	6/30/2025
Anti-Money Laundering Laws&Practices,2nd Edition - C80235	General Insurance Principles	Kaplan	7/13/2023	Correspondence	4	6/30/2025
Annuity Suitability&Best Interest Standard:4HrsTr - C20649	Annuity Suitability	Kaplan	4/24/2023	Correspondence	4	6/30/2023
Introduction to Trusts: Case Studies, 3RD Edition - C93490	Life and Health	Kaplan	4/24/2023	Correspondence	4	6/30/2023
Anti-Money Laundering Training Ins. Professionals - C10186	Life and Health	Kaplan	4/6/2022	Correspondence	2	6/30/2023
Ethical Practices, 3rd Edition - C21630	Ethics	Kaplan	4/6/2022	Correspondence	3	6/30/2023
The Ethical Insurance Producer - C53197	Ethics	Kaplan	4/6/2022	Correspondence	5	6/30/2023
Annuities for Today's Investor - C61843	Life	Kaplan	5/3/2021	Correspondence	5	6/30/2021
Ethical Practices - C61788	Ethics	Kaplan	4/8/2020	Correspondence	12	6/30/2021
Estate Planning Concepts, 12th Edition - C21373	Life	Kaplan	4/6/2020	Correspondence	12	6/30/2021
Annuity Suitblty:4hr Training Course 2ED - C39107	Annuity Suitability	Kaplan	4/6/2020	Correspondence	4	6/30/2021
Anti-Money Laundering Laws & Practices - C03557	Life and Health	Kaplan	4/6/2020	Correspondence	4	6/30/2021
Small Business Retirements Plans - C13459	Life and Health	Broker Educational Sales and Training	2/26/2020	Classroom	1	6/30/2021
Retirement Plans for Small Businesses - C36470	Life and Health	Broker Educational Sales and Training	2/26/2020	Correspondence	12	6/30/2021