DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Williams Jr, John Allen	DOIID	391430	NAIC NPN	2182175

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 10/31/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2027	0	No	0	Yes	0	0	N/A	12	0	12	12	No
10/31/2025	6	Yes	26	Yes	0	0	N/A	12	32	12	44	Yes
10/31/2023	3	Yes	55	Yes	0	0	N/A	7	58	7	65	Yes
10/31/2021	3	Yes	25	Yes	0	0	N/A	3	28	3	31	Yes
10/31/2019	3	Yes	12	Yes	0	0	N/A	12	15	12	27	Yes
10/31/2017	3	Yes	49	Yes	0	0	N/A	0	52	0	52	Yes
10/31/2015	3	Yes	21	Yes	0	0	N/A	0	24	0	24	Yes
10/31/2013	10	Yes	12	Yes	0	1	N/A	2	21	2	24	Yes
10/31/2011	3	Yes	22	Yes	0	2	N/A	1	23	1	26	Yes
10/31/2009	3	Yes	18	Yes	4	8	N/A	0	13	4	25	Yes
6/30/2006	3	Yes	22	Yes	2	14	Yes	0	12	2	28	Yes
6/30/2004	3	Yes	22	Yes	1	14	Yes	0	11	1	26	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
LTC and Partnership Program 4 Hr Refresher Course - C15898	Long Term Care Partnership Act	Kaplan	9/17/2024	Correspondence	4	10/31/2025
Financial Planning and Ethics - C94294	Life and Health	Sigco, Inc. dba Pohs Institute	6/28/2024	Correspondence	18	10/31/2025
Financial Planning and Ethics (Ethic Section) - C94292	Ethics	Sigco, Inc. dba Pohs Institute	6/28/2024	Correspondence	6	10/31/2025
Wells Fargo Annunity Best Interest 4-hour Training - C20644	Annuity Suitability	Kaplan	6/25/2024	Correspondence	4	10/31/2025
Distribution Plng Required Distributions 3rd ed - C24930	Life and Health	Kaplan	6/29/2023	Correspondence	2	10/31/2023
INDEXED PRODUCTS, 2ND EDITION - C14986	Life and Health	Kaplan	6/29/2023	Correspondence	6	10/31/2023
Ethics at Work, 2nd Edition - C15440	Ethics	Kaplan	6/29/2023	Correspondence	3	10/31/2023
Understanding IRA''s, 5th Edition - C14397	Life	Kaplan	6/28/2023	Correspondence	6	10/31/2023
Introduction to Trusts: Case Studies, 3RD Edition - C93490	Life and Health	Kaplan	6/28/2023	Correspondence	4	10/31/2023
Estate Planning Concepts 13th Ed - C11611	Life and Health	Kaplan	6/28/2023	Correspondence	14	10/31/2023
Medicare and Medigap Insurance, 11th Ed - C14300	Life and Health	Kaplan	6/28/2023	Correspondence	4	10/31/2023
ILITs and Estate Planning 3rd Edition - C20135	Life and Health	Kaplan	6/26/2023	Correspondence	2	10/31/2023
Problematic Beneficiary Designations, 3rd Ed - C21038	Life and Health	Kaplan	6/26/2023	Correspondence	4	10/31/2023
The Advisors Guide To Retirement Planning - C56849	Life	Broker Educational Sales and Training	3/30/2022	Correspondence	12	10/31/2023
Annuity Suitability&Best Interest Standard:1HrTrai - C20651	Annuity Suitability	Kaplan	1/12/2022	Correspondence	1	10/31/2023
LTC and Partnership Program 4 Hr Refresher Course - C15898	Long Term Care Partnership Act	Kaplan	9/22/2021	Correspondence	4	10/31/2021
ILITs and Estate Planning 3rd Edition - C20135	Life and Health	Kaplan	3/23/2021	Correspondence	2	10/31/2021
Problematic Beneficiary Designations, 3rd Ed - C21038	Life and Health	Kaplan	3/23/2021	Correspondence	4	10/31/2021
Understanding Wills & Intestacy, 2nd Ed - C44781	Life and Health	Kaplan	3/23/2021	Correspondence	3	10/31/2021
Ethics - C61783	Ethics	Kaplan	2/11/2021	Correspondence	3	10/31/2021
The Advisors Guide To Retirement Planning - C56849	Life	Broker Educational Sales and Training	9/1/2020	Correspondence	12	10/31/2021