Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
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Annuity Suitability&Best Interest Standard:4HrsTr - C20649 | Annuity Suitability | Kaplan | 9/7/2023 | Correspondence | 4 | 8/31/2024 |
Principles of Life and Health Insurance & Ethics - C12164 | Life and Health | Sigco, Inc. dba Pohs Institute | 1/26/2023 | Correspondence | 18 | 8/31/2024 |
Principles of Life/Health Insu&Ethics (EthicsOnly) - C12163 | Ethics | Sigco, Inc. dba Pohs Institute | 1/26/2023 | Correspondence | 6 | 8/31/2024 |
Financial Planning Principles & Processes - C00804 | Life | RegEd, Inc. | 8/16/2022 | Correspondence | 9 | 8/31/2022 |
A Walk Through the Ethical Insurance Practice - C09133 | Ethics | RegEd, Inc. | 8/12/2022 | Correspondence | 3 | 8/31/2022 |
The Advisors Guide To Retirement Planning - C56849 | Life | Broker Educational Sales and Training | 4/19/2022 | Correspondence | 12 | 8/31/2022 |
Recommending Annuties Under the New NAIC Best Inst - C23810 | Annuity Suitability | RegEd, Inc. | 12/29/2021 | Correspondence | 1 | 8/31/2022 |
Recommending Annuities Under The NAIC Best Interes - C23811 | Annuity Suitability | RegEd, Inc. | 8/8/2021 | Correspondence | 5 | 8/31/2022 |
Helping Individuals Save for Retirement - C07158 | Life | RegEd, Inc. | 8/8/2021 | Correspondence | 3 | 8/31/2022 |
Ethical Issues in the Financial Services Industry - C67521 | Ethics | RegEd, Inc. | 8/5/2021 | Correspondence | 5 | 8/31/2022 |
Small BusinessRetirementPlansEthicPracticeETHICS - C20671 | Ethics | Broker Educational Sales and Training | 7/23/2020 | Correspondence | 4 | 8/31/2020 |
Small Business Retirement Plans & EthicalPractices - C20669 | Life | Broker Educational Sales and Training | 7/23/2020 | Correspondence | 12 | 8/31/2020 |
Fixed Annuities - C06073 | Life | RegEd, Inc. | 6/12/2020 | Correspondence | 3 | 8/31/2020 |
Indexed Annuities - C08655 | Life | RegEd, Inc. | 6/5/2020 | Correspondence | 4 | 8/31/2020 |
Ethics: Do Not Harm - C96816 | Ethics | RegEd, Inc. | 6/5/2020 | Correspondence | 4 | 8/31/2020 |
NAIC Suitability in Annuity Transactions Model Reg - C07658 | Annuity Suitability | RegEd, Inc. | 1/24/2019 | Correspondence | 4 | 8/31/2020 |