PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameThompson, William TracyDOIID502371NAIC NPN7211091
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance by: Extension Date :
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
5/31/20250No0Yes00N/A9099No
5/31/20234Yes28Yes00N/A132133Yes
5/31/20214Yes20Yes00N/A124125Yes
5/31/20193Yes22Yes00N/A025025Yes
5/31/20173Yes20Yes00N/A123124Yes
5/31/20154Yes20Yes00N/A124125Yes
5/31/20133Yes20Yes00N/A223225Yes
5/31/20115Yes17Yes40N/A022426Yes
5/31/200912Yes12Yes412N/A012428Yes
6/30/200612Yes13Yes313Yes012328Yes
6/30/20044Yes15Yes021Yes06027Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Suit-AnnuityTrans Under BestInt Standard 2ndEd - C12334Annuity SuitabilityRegEd, Inc.5/11/2023Correspondence45/31/2023
Long-Term Care:In-Depth View, Kentucky 2nd Edition - C95329Long Term Care Partnership ActRegEd, Inc.5/11/2023Correspondence85/31/2023
Recommending Annuities Under The NAIC Best Interes - C23811Annuity SuitabilityRegEd, Inc.5/11/2023Correspondence55/31/2023
Serving Two Masters in the "Best Interest Age"NAIC - C23949Annuity SuitabilityRegEd, Inc.5/11/2023Correspondence25/31/2023
Ins Ethics: Walking a Sometimes Invisible Line - C63267EthicsRegEd, Inc.5/9/2023Correspondence45/31/2023
Understanding Variable Annuities:Functions,Benefit - C63203Life / VariableRegEd, Inc.5/8/2023Correspondence45/31/2023
Diversification: A Strategy for Asset Pro & Growth - C54635Life / VariableRegEd, Inc.5/3/2023Correspondence45/31/2023
Recommending Annuties Under the New NAIC Best Inst - C23810Annuity SuitabilityRegEd, Inc.6/16/2022Correspondence15/31/2023
Helping Individuals Save for Retirement - C07158LifeRegEd, Inc.5/26/2021Correspondence35/31/2021
Fixed Annuities - C06073LifeRegEd, Inc.5/26/2021Correspondence35/31/2021
Adv Concepts in Anti-Money Laundering Comp - C53435LifeRegEd, Inc.5/24/2021Correspondence35/31/2021
Advanced Variable Annuities, 2nd Edition - C10561Life and HealthRegEd, Inc.5/21/2021Correspondence35/31/2021
Expect Unexpected: A Guide to Long-Term Care (4HR) - C99441Long Term Care Partnership ActRegEd, Inc.5/20/2021Correspondence45/31/2021
NAIC Suitability in Annuity Transactions Model Reg - C07658Annuity SuitabilityRegEd, Inc.5/19/2021Correspondence45/31/2021
Ethics: Do Not Harm - C96816EthicsRegEd, Inc.5/17/2021Correspondence45/31/2021

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