| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Challenges Facing Retirees, 4Th Edition - C38875 | Life and Health | Kaplan | 1/16/2026 | Correspondence | 3 | 4/30/2026 |
| Understanding Wills & Intestacy, 2nd Ed - C44781 | Life and Health | Kaplan | 1/8/2026 | Correspondence | 3 | 4/30/2026 |
| Ethics,4th Ed - C20632 | Ethics | Kaplan | 1/6/2026 | Correspondence | 3 | 4/30/2026 |
| Introduction to Trusts: Case Studies, 3RD Edition - C93490 | Life and Health | Kaplan | 1/6/2026 | Correspondence | 4 | 4/30/2026 |
| Investing Retirement Assets, 4th Edition - C16843 | Life and Health | Kaplan | 1/5/2026 | Correspondence | 3 | 4/30/2026 |
| Anti-MoneyLaundering:SuspiciousActivities&SARs,2nd - C25148 | Life and Health | Kaplan | 12/31/2025 | Correspondence | 2 | 4/30/2026 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 6/5/2025 | Correspondence | 3 | 4/30/2026 |
| Financial Strategies, DOL Updates & Ethics - C12160 | Life and Health | Sigco, Inc. dba Pohs Institute | 10/27/2023 | Correspondence | 18 | 4/30/2024 |
| Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161 | Ethics | Sigco, Inc. dba Pohs Institute | 10/27/2023 | Correspondence | 6 | 4/30/2024 |
| Section 529 Plans, 3rd Ed. - C94515 | Life | Kaplan | 8/17/2023 | Correspondence | 3 | 4/30/2024 |
| The Ethical Insurance Producer - C53197 | Ethics | Kaplan | 2/2/2022 | Correspondence | 5 | 4/30/2022 |
| Understanding 1035 Exchanges (self-study) - C37308 | Life | Kaplan | 1/25/2022 | Correspondence | 6 | 4/30/2022 |
| Annuity Suitability&Best Interest Standard:1HrTrai - C20651 | Annuity Suitability | Kaplan | 1/11/2022 | Correspondence | 1 | 4/30/2022 |
| 401(k) Plans, 6th Edition - C79099 | Life | Kaplan | 1/7/2022 | Correspondence | 5 | 4/30/2022 |
| Dist. Planning: Required Dist., 2nd Ed - C79124 | Life | Kaplan | 12/16/2021 | Correspondence | 2 | 4/30/2022 |
| Understanding IRA''s, 5th Edition - C14397 | Life | Kaplan | 12/9/2021 | Correspondence | 6 | 4/30/2022 |