DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Haines, Mark O	DOIID	505373	NAIC NPN	7211932

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date : 5/15/2022

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
11/30/2021	0	No	0	No	0	0	N/A	12	0	12	12	No
11/30/2019	8	Yes	24	Yes	0	0	N/A	4	32	4	36	Yes
11/30/2017	3	Yes	25	Yes	0	0	N/A	0	28	0	28	Yes
11/30/2015	3	Yes	20	Yes	0	2	N/A	1	21	1	24	Yes
11/30/2013	3	Yes	10	Yes	12	0	N/A	0	13	12	25	Yes
11/30/2011	4	Yes	48	Yes	12	36	N/A	0	16	12	64	Yes
11/30/2009	8	Yes	32	Yes	1	28	N/A	0	12	1	41	Yes
6/30/2006	3	Yes	15	Yes	5	20	Yes	0	0	5	25	Yes
6/30/2004	2	Yes	27	Yes	0	29	Yes	0	0	0	29	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	10/22/2019	Correspondence	4	11/30/2019
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	9/9/2019	Correspondence	3	11/30/2019
Kaplan Ethics 3rd Edition - C56600	Ethics	Morton Barber Learning Center	4/12/2018	Correspondence	5	11/30/2019
Estate Planning Concepts exam - C93797	Life	Morton Barber Learning Center	4/12/2018	Correspondence	20	11/30/2019
Social Security Strategies - C69502	Life and Health	WebCE, Inc	9/21/2017	Correspondence	5	11/30/2017
Healthcare Options: HSA''s, HDHP''s,FSA''s - C61310	Life and Health	WebCE, Inc	9/21/2017	Correspondence	4	11/30/2017
Estate Planning Techn. for Small Business Owners - C22955	Life	WebCE, Inc	9/17/2017	Correspondence	5	11/30/2017
Ethical Standards for Producers - C08627	Ethics	Quest Continuing Education Solutions	9/15/2017	Correspondence	3	11/30/2017
Estate Planning - C13636	Life / Variable	Quest Continuing Education Solutions	9/14/2017	Correspondence	4	11/30/2017
Personal Life Insurance Planning - C65864	Life	WebCE, Inc	9/14/2017	Correspondence	3	11/30/2017
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	8/9/2017	Correspondence	4	11/30/2017