DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	King, Tracy Smith	DOIID	509643	NAIC NPN	7213682

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 4/30/2025

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
4/30/2027	0	No	0	Yes	0	0	N/A	8	0	8	8	No
4/30/2025	4	Yes	16	Yes	0	0	N/A	12	20	12	32	Yes
4/30/2023	6	Yes	24	Yes	0	1	N/A	12	29	12	42	Yes
4/30/2021	3	Yes	41	Yes	0	0	N/A	8	44	8	52	Yes
4/30/2019	3	Yes	17	Yes	0	1	N/A	12	19	12	32	Yes
4/30/2017	12	Yes	16	Yes	0	0	N/A	12	28	12	40	Yes
4/30/2015	17	Yes	20	Yes	0	0	N/A	6	37	6	43	Yes
4/30/2013	8	Yes	14	Yes	0	2	N/A	0	28	0	30	Yes
4/30/2011	3	Yes	18	Yes	3	2	N/A	0	19	3	24	Yes
4/30/2009	4	Yes	11	Yes	12	15	N/A	0	0	12	27	Yes
6/30/2006	12	Yes	25	Yes	3	26	Yes	0	12	3	41	Yes
6/30/2004	4	Yes	22	Yes	0	15	Yes	0	12	0	27	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Long_Term Care Hybrid Products & Partnership 4Hour - C20065	Long Term Care Partnership Act	Kaplan	9/23/2024	Correspondence	4	4/30/2025
Small Business Retirement Plans & EthicalPractices - C20669	Life	Broker Educational Sales and Training	5/17/2023	Correspondence	12	4/30/2025
Small BusinessRetirementPlansEthicPracticeETHICS - C20671	Ethics	Broker Educational Sales and Training	5/17/2023	Correspondence	4	4/30/2025
LTC and Partnership Program 4 Hr Refresher Course - C15898	Long Term Care Partnership Act	Kaplan	11/16/2022	Correspondence	4	4/30/2023
Annuity Suitability&Best Interest Standard:1HrTrai - C20651	Annuity Suitability	Kaplan	2/20/2022	Correspondence	1	4/30/2023
Tax-Efficient Investment Strategies - C23122	Life and Health	Fidelity Institutional Investments c/o RegEd,Inc.	1/12/2022	Classroom	1	4/30/2023
Agents Ethical Considerations&Consumer Suitability - C23700	Ethics	Affordable-Success-FirstChoice-ClienTell CE	6/16/2021	Correspondence	6	4/30/2023
Agents&Advisory Key to Annuities&Ethical Conduct - C23666	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	6/16/2021	Correspondence	18	4/30/2023
Ethics - C61783	Ethics	Kaplan	1/11/2021	Correspondence	3	4/30/2021
LTC and Partnership Program 4 Hr Refresher Course - C15898	Long Term Care Partnership Act	Kaplan	1/11/2021	Correspondence	4	4/30/2021
The Advisors Guide To Retirement Planning - C56849	Life	Broker Educational Sales and Training	10/15/2020	Correspondence	12	4/30/2021
The Advisor''s Guide to Social Insurance Programs - C65706	Life	Broker Educational Sales and Training	8/27/2020	Correspondence	12	4/30/2021
Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	7/16/2020	Correspondence	13	4/30/2021