PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameBanta, Kathy J.DOIID509673NAIC NPN7213699
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance Date: 10/31/2025
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
10/31/20270No0Yes00N/A1201212No
10/31/20253Yes40Yes05N/A12381255Yes
10/31/20233Yes22Yes01N/A12241237Yes
10/31/20213Yes42Yes03N/A12421257Yes
10/31/20193Yes39Yes00N/A12421254Yes
10/31/20173Yes42Yes03N/A12421257Yes
10/31/20153Yes29Yes00N/A12321244Yes
10/31/20133Yes21Yes00N/A12241236Yes
10/31/20116Yes30Yes00N/A036036Yes
10/31/20093Yes20Yes014N/A19124Yes
6/30/20064Yes21Yes012Yes013025Yes
6/30/20042Yes22Yes016Yes08024Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
SOCIAL SECURITY PRESENTATION - C100180LifeSociety of Financial Service Professionals (Lexington, KY)8/27/2024Classroom410/31/2025
Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590Life and HealthAffordable-Success-FirstChoice-ClienTell CE8/26/2024Correspondence1310/31/2025
Medicare, LTC and Disability Insurance - C34896Life, Health, Property & CasualtyAffordable-Success-FirstChoice-ClienTell CE8/22/2024Correspondence810/31/2025
Annuity and Life Principles - C33259LifeAffordable-Success-FirstChoice-ClienTell CE8/22/2024Correspondence610/31/2025
Kentucky Partnership Long Term Care - C02761Long Term Care Partnership ActAffordable-Success-FirstChoice-ClienTell CE8/9/2024Correspondence810/31/2025
Insurance Ethics & Resp. - C59226EthicsAffordable-Success-FirstChoice-ClienTell CE8/9/2024Correspondence310/31/2025
Medicare And Financial Planning-Classroom - C26924Life and HealthSociety of Financial Service Professionals (Lexington, KY)5/14/2024Classroom110/31/2025
Kentucky Partnership Long Term Care - C02761Long Term Care Partnership ActAffordable-Success-FirstChoice-ClienTell CE6/23/2022Correspondence810/31/2023
Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590Life and HealthAffordable-Success-FirstChoice-ClienTell CE6/23/2022Correspondence1310/31/2023
Insurance Ethics & Resp. - C59226EthicsAffordable-Success-FirstChoice-ClienTell CE6/17/2022Correspondence310/31/2023
Understanding Social Security Choices to Better Advise Clients - C19728LifeSociety of Financial Service Professionals (Lexington, KY)11/9/2021Classroom110/31/2023
Family First (Webinar) - C12507LifeSociety of Financial Service Professionals (Lexington, KY)5/11/2021Classroom110/31/2021
Getting to Know Medicare - C10783Life and HealthSociety of Financial Service Professionals (Lexington, KY)3/9/2021Classroom110/31/2021
ILIT - Changing What was not to be Changed - C24346LifeSociety of Financial Service Professionals (Lexington, KY)9/15/2020Classroom110/31/2021
Kentucky Partnership Long Term Care - C02761Long Term Care Partnership ActAffordable-Success-FirstChoice-ClienTell CE12/3/2019Correspondence810/31/2021
Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590Life and HealthAffordable-Success-FirstChoice-ClienTell CE12/3/2019Correspondence1310/31/2021
Annuity and Life Principles - C33259LifeAffordable-Success-FirstChoice-ClienTell CE11/26/2019Correspondence610/31/2021
Medicare, LTC and Disability Insurance - C34896Life, Health, Property & CasualtyAffordable-Success-FirstChoice-ClienTell CE11/26/2019Correspondence810/31/2021
NAIC Suitability in Annuity Transactions - C09468Annuity SuitabilityAffordable-Success-FirstChoice-ClienTell CE11/26/2019Correspondence410/31/2021
Insurance Ethics & Resp. - C59226EthicsAffordable-Success-FirstChoice-ClienTell CE11/19/2019Correspondence310/31/2021

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