DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Southworth, Andrew Jeffrey	DOIID	519003	NAIC NPN	3310686

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 1/31/2027

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
1/31/2027	0	No	0	Yes	0	0	N/A	12	0	12	12	No
1/31/2025	3	Yes	23	Yes	0	0	N/A	12	26	12	38	Yes
1/31/2023	6	Yes	19	Yes	0	0	N/A	12	25	12	37	Yes
1/31/2021	6	Yes	58	Yes	0	0	N/A	12	64	12	76	Yes
1/31/2019	3	Yes	38	Yes	0	0	N/A	10	41	10	51	Yes
1/31/2017	3	Yes	29	Yes	0	2	N/A	2	30	2	34	Yes
1/31/2015	4	Yes	22	Yes	0	2	N/A	0	24	0	26	Yes
1/31/2013	3	Yes	9	Yes	5	1	N/A	7	11	12	24	Yes
1/31/2011	12	Yes	10	Yes	12	5	N/A	0	19	12	36	Yes
1/31/2009	4	Yes	97	Yes	3	101	Yes	0	0	3	104	Yes
6/30/2006	3	Yes	12	Yes	0	15	Yes	12	0	12	27	Yes
6/30/2004	2	Yes	23	Yes	0	12	Yes	12	13	12	37	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Planning for Senior Needs - C11100	Life	Quest Continuing Education Solutions	1/1/2025	Correspondence	5	1/31/2025
Retirement Planning & Annuities - C07622	Life	Quest Continuing Education Solutions	1/1/2025	Correspondence	8	1/31/2025
LTC Partnership 4 Hr Refresh DOES MEET MA LTC REQ - C23765	Long Term Care Partnership Act	Quest Continuing Education Solutions	12/19/2024	Correspondence	4	1/31/2025
Ethical Standards for Producers - C08627	Ethics	Quest Continuing Education Solutions	12/19/2024	Correspondence	3	1/31/2025
401 (K)s and Qualified Plans - C15800	Life	Quest Continuing Education Solutions	12/18/2024	Correspondence	4	1/31/2025
CLTC Designee Renewal Course - C78096	Life and Health	CertiTrek	11/20/2023	Correspondence	2	1/31/2025
Recommending Annuties Under the New NAIC Best Inst - C23810	Annuity Suitability	RegEd, Inc.	6/21/2022	Correspondence	1	1/31/2023
Agents Ethical Considerations&Consumer Suitability - C23700	Ethics	Affordable-Success-FirstChoice-ClienTell CE	3/22/2022	Correspondence	6	1/31/2023
Agents&Advisory Key to Annuities&Ethical Conduct - C23666	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	3/22/2022	Correspondence	18	1/31/2023