| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Developing a Client- Centered Code - C93837 | Ethics | WebCE, Inc | 2/12/2026 | Correspondence | 3 | 4/30/2026 |
| Ethics for the Financial Service Professionals - C93461 | Ethics | Quest Continuing Education Solutions | 2/21/2024 | Correspondence | 3 | 4/30/2024 |
| Ethical Considerations for Life and Death - C92982 | Life and Health | Quest Continuing Education Solutions | 2/19/2024 | Correspondence | 17 | 4/30/2024 |
| Recommending Annuities Under The NAIC Best Interes - C23811 | Annuity Suitability | RegEd, Inc. | 5/3/2022 | Correspondence | 5 | 4/30/2024 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 6/11/2021 | Correspondence | 18 | 4/30/2022 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 6/11/2021 | Correspondence | 6 | 4/30/2022 |
| Ethical Decision Making - C14266 | Ethics | RegEd, Inc. | 8/28/2020 | Correspondence | 3 | 4/30/2022 |