| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Challenges Facing Retirees, 4Th Edition - C38875 | Life and Health | Kaplan | 10/10/2022 | Correspondence | 3 | 11/30/2022 |
| Understanding Wills & Intestacy, 2nd Ed - C44781 | Life and Health | Kaplan | 9/14/2022 | Correspondence | 3 | 11/30/2022 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 9/14/2022 | Correspondence | 3 | 11/30/2022 |
| Know Your Customer & Variable Annuities FINRA2330 - C94749 | Life | Kaplan | 9/13/2022 | Correspondence | 3 | 11/30/2022 |
| Investing Retirement Assets, 4th Edition - C16843 | Life and Health | Kaplan | 9/9/2022 | Correspondence | 3 | 11/30/2022 |
| AML Best Practices for the Life Ins Ind - 2nd Ed - C05505 | Life | Kaplan | 9/9/2022 | Correspondence | 3 | 11/30/2022 |
| Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 9/7/2022 | Correspondence | 3 | 11/30/2022 |
| LTC and Partnership Program 4 Hr Refresher Course - C15898 | Long Term Care Partnership Act | Kaplan | 7/5/2022 | Correspondence | 4 | 11/30/2022 |
| Annuity Suitability&Best Interest Standard:1HrTrai - C20651 | Annuity Suitability | Kaplan | 1/11/2022 | Correspondence | 1 | 11/30/2022 |
| Annuities for Today's Investor - C61843 | Life | Kaplan | 9/16/2020 | Correspondence | 5 | 11/30/2020 |
| Investing Retirement Assets, 4th Edition - C16843 | Life and Health | Kaplan | 9/16/2020 | Correspondence | 3 | 11/30/2020 |
| Section 529 Plans, 3rd Ed. - C94515 | Life | Kaplan | 9/15/2020 | Correspondence | 3 | 11/30/2020 |
| AML Best Practices for the Life Ins Ind - 2nd Ed - C05505 | Life | Kaplan | 9/14/2020 | Correspondence | 3 | 11/30/2020 |
| Financial Challenges Facing Retirees, 4Th Edition - C38875 | Life and Health | Kaplan | 9/14/2020 | Correspondence | 3 | 11/30/2020 |
| Know Your Customer & Variable Annuities FINRA2330 - C94749 | Life | Kaplan | 9/14/2020 | Correspondence | 3 | 11/30/2020 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 9/10/2020 | Correspondence | 3 | 11/30/2020 |