DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Braden, James Alan	DOIID	537251	NAIC NPN	7219428

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 5/31/2024

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
5/31/2024	0	No	0	Yes	12	0	N/A	0	12	12	No
5/31/2022	5	Yes	37	Yes	12	30	N/A	40	12	82	Yes
5/31/2020	5	Yes	38	Yes	12	20	N/A	23	12	55	Yes
5/31/2018	6	Yes	36	Yes	12	37	N/A	5	12	54	Yes
5/31/2016	5	Yes	23	Yes	12	21	N/A	7	12	40	Yes
5/31/2014	5	Yes	19	Yes	12	16	N/A	24	12	52	Yes
5/31/2012	6	Yes	9	Yes	12	17	N/A	14	12	43	Yes
5/31/2010	3	Yes	6	Yes	12	19	N/A	6	12	37	Yes
6/30/2008	8	Yes	25	Yes	12	19	Yes	30	12	61	Yes
6/30/2006	4	Yes	7	Yes	12	21	Yes	10	12	43	Yes
6/30/2004	5	Yes	17	Yes	0	24	Yes	14	0	38	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	5/17/2022	Correspondence	3	5/31/2022
2021 UK Income Tax Seminar Ethics - C18976	Ethics	University of Kentucky Ag Economics	12/10/2021	Classroom	2	5/31/2022
2021 UK Income Tax Seminar - C18975	General Insurance Principles	University of Kentucky Ag Economics	12/10/2021	Classroom	15	5/31/2022
Contemporary Insurance Topics - C06203	Life, Health, Property & Casualty	Affordable-Success-FirstChoice-ClienTell CE	12/4/2020	Correspondence	12	5/31/2022
2020 UK Income Tax Seminar - C24040	General Insurance Principles	University of Kentucky Ag Economics	11/20/2020	Classroom	13	5/31/2022
Retirement Planning - C17194	Life and Health	Broker Educational Sales and Training	7/16/2020	Correspondence	12	5/31/2022
Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	6/5/2020	Correspondence	13	5/31/2022
Survery of Employee Benefits - C92356	Life and Health	WebCE, Inc	5/25/2020	Correspondence	12	5/31/2020
Insurance for Estate Planning - C43057	Life	WebCE, Inc	5/24/2020	Correspondence	4	5/31/2020
Actionable Income and Estate Planning Strategies.. - C16896	Life and Health	Putnam Retail Management	6/13/2019	Classroom	1	5/31/2020
Ethically Serving Seniors with Diminished Capacity - C93473	Ethics	WebCE, Inc	5/17/2019	Correspondence	3	5/31/2020
2018 UK Income Tax Seminar Ethics - C14308	Ethics	University of Kentucky Ag Economics	12/6/2018	Classroom	2	5/31/2020
2018 UK INcome Tax Seminar - C14307	Life and Health	University of Kentucky Ag Economics	12/6/2018	Classroom	15	5/31/2020
4-Hour Long Term Care Review - C97411	Long Term Care Partnership Act	WebCE, Inc	10/2/2018	Correspondence	4	5/31/2020
Exploring Retirement Drawdown Tax Strategies - C92760	Life	Allianz Life Insurance Company of North America	6/27/2018	Classroom	1	5/31/2020
Planning for Changing Dynamics-Helping Understand - C93328	Life / Variable	Equitable Financial Life Insurance Company	6/26/2018	Classroom	1	5/31/2020