DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Francis, Tracy Lee Kroggel	DOIID	553813	NAIC NPN	7356756

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2026	0	No	0	Yes	0	0	N/A	0	0	0	0	No
10/31/2024	6	Yes	7	Yes	0	1	N/A	11	12	11	24	Yes
10/31/2022	3	Yes	28	Yes	1	3	N/A	3	28	4	35	Yes
10/31/2020	3	Yes	21	Yes	2	11	N/A	0	15	2	28	Yes
10/31/2018	3	Yes	22	Yes	1	14	N/A	0	11	1	26	Yes
10/31/2016	6	Yes	14	Yes	3	22	N/A	0	0	3	25	Yes
10/31/2014	4	Yes	20	Yes	2	13	N/A	0	12	2	27	Yes
10/31/2012	6	Yes	8	Yes	12	10	N/A	0	4	12	26	Yes
10/31/2010	3	Yes	45	Yes	12	48	N/A	0	0	12	60	Yes
10/31/2008	6	Yes	33	Yes	12	39	Yes	0	0	12	51	Yes
6/30/2006	3	Yes	56	Yes	12	59	Yes	0	0	12	71	Yes
6/30/2004	3	Yes	36	Yes	0	33	Yes	0	10	0	43	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Maximizing Integrity/Ethics Decisions with Seniors - C61760	Ethics	WebCE, Inc	10/19/2024	Correspondence	6	10/31/2024
Making Retirement More Efficient-Classroom - C26246	Annuities and Securities	Society of Financial Service Professionals (Lexington, KY)	10/10/2023	Classroom	1	10/31/2024
Complying with Multiple Best-Interest Rules - C19935	Life and Health	RegEd, Inc.	12/12/2022	Correspondence	2	10/31/2024
A Look At Advanced Variable Annuities - C67933	Life	RegEd, Inc.	11/20/2022	Correspondence	4	10/31/2024
Practical Estate Planning with Insurance 4th Edit - C92534	Life and Health	RegEd, Inc.	10/17/2022	Correspondence	22	10/31/2022
Strategies to Improve Business Value - C24443	Life	Society of Financial Service Professionals (Lexington, KY)	9/6/2022	Classroom	1	10/31/2022
Longevity Conundrum to Retirement-Classroom - C80336	Life and Health	Society of Financial Service Professionals (Lexington, KY)	6/14/2022	Classroom	1	10/31/2022
Conversations That Light the Way-Classroom - C80265	Life and Health	Society of Financial Service Professionals (Lexington, KY)	5/10/2022	Classroom	1	10/31/2022
Working With and Protecting Older Clients, 2nd ED. - C19246	Ethics	RegEd, Inc.	11/6/2020	Correspondence	3	10/31/2022
Modern Variable Annuity Contract Benefits - C04528	Life and Health	RegEd, Inc.	11/2/2020	Correspondence	3	10/31/2022