DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameFrancis, Tracy Lee KroggelDOIID553813NAIC NPN7356756
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance by: Extension Date :
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
10/31/20260No0Yes00N/A0000No
10/31/20240No7Yes01N/A1161118No
10/31/20223Yes28Yes13N/A328435Yes
10/31/20203Yes21Yes211N/A015228Yes
10/31/20183Yes22Yes114N/A011126Yes
10/31/20166Yes14Yes322N/A00325Yes
10/31/20144Yes20Yes213N/A012227Yes
10/31/20126Yes8Yes1210N/A041226Yes
10/31/20103Yes45Yes1248N/A001260Yes
10/31/20086Yes33Yes1239Yes001251Yes
6/30/20063Yes56Yes1259Yes001271Yes
6/30/20043Yes36Yes033Yes010043Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Making Retirement More Efficient-Classroom - C26246Annuities and SecuritiesSociety of Financial Service Professionals (Lexington, KY)10/10/2023Classroom110/31/2024
Complying with Multiple Best-Interest Rules - C19935Life and HealthRegEd, Inc.12/12/2022Correspondence210/31/2024
A Look At Advanced Variable Annuities - C67933LifeRegEd, Inc.11/20/2022Correspondence410/31/2024
Practical Estate Planning with Insurance 4th Edit - C92534Life and HealthRegEd, Inc.10/17/2022Correspondence2210/31/2022
Strategies to Improve Business Value - C24443LifeSociety of Financial Service Professionals (Lexington, KY)9/6/2022Classroom110/31/2022
Longevity Conundrum to Retirement-Classroom - C80336Life and HealthSociety of Financial Service Professionals (Lexington, KY)6/14/2022Classroom110/31/2022
Conversations That Light the Way-Classroom - C80265Life and HealthSociety of Financial Service Professionals (Lexington, KY)5/10/2022Classroom110/31/2022
Working With and Protecting Older Clients, 2nd ED. - C19246EthicsRegEd, Inc.11/6/2020Correspondence310/31/2022
Modern Variable Annuity Contract Benefits - C04528Life and HealthRegEd, Inc.11/2/2020Correspondence310/31/2022
Principles of Wealth Management - C43825LifeWebCE, Inc10/24/2020Correspondence810/31/2020
Viatical & Life Settlements: Life Ins Sec Mkt - C08699Life / Life SettlementWebCE, Inc10/13/2020Correspondence710/31/2020
Fiduciary Update - C22108Life and HealthSociety of Financial Service Professionals (Lexington, KY)3/10/2020Classroom110/31/2020
Late Life Asset Protection and Planning - C21485Life and HealthSociety of Financial Service Professionals (Lexington, KY)2/11/2020Classroom110/31/2020
Trusts as Alternatives to Wills - C21310LifeSociety of Financial Service Professionals (Lexington, KY)1/14/2020Classroom110/31/2020
Opprotunities in Retirement Crisis - C21185LifeSociety of Financial Service Professionals (Lexington, KY)11/12/2019Classroom110/31/2020
Buy - Sell Funding - C20857LifeSociety of Financial Service Professionals (Lexington, KY)10/8/2019Classroom110/31/2020
Acuity Ethics 3 Credits - C35346EthicsACUITY7/19/2019Classroom310/31/2020
Acuity Construction Contracts 2 Credit - C94835Property and CasualtyACUITY3/8/2019Classroom210/31/2020
Senior Care Planning - C15831HealthSociety of Financial Service Professionals (Lexington, KY)2/12/2019Classroom110/31/2020

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