Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
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Ethics for the Insurance Professional 4th Edition - C99134 | Ethics | Kaplan | 8/17/2015 | Correspondence | 3 | 9/30/2015 |
CFP V: Estate Planning (rev 2001) - C35074 | Life and Health | College for Financial Planning | 12/22/2014 | Classroom | 36 | 9/30/2015 |
CFP IV: Retirement Planning/Employee Benefits 2001 - C35073 | Life and Health | College for Financial Planning | 11/20/2014 | Classroom | 36 | 9/30/2015 |
Annuity Transactions: Ensuring Suitability - C12447 | Annuity Suitability | RegEd, Inc. | 9/30/2013 | Correspondence | 3 | 9/30/2013 |
NAIC Suitability in Annuity Transactions Model Reg - C07658 | Annuity Suitability | RegEd, Inc. | 9/30/2013 | Correspondence | 4 | 9/30/2013 |
Suitability & Insurable Needs of Senior Investors - C97803 | Annuity Suitability | RegEd, Inc. | 9/30/2013 | Correspondence | 5 | 9/30/2013 |
Ethics for Insurance Professionals - C97871 | Ethics | RegEd, Inc. | 9/30/2013 | Correspondence | 3 | 9/30/2013 |
Consumer Protection for Financial Services Pros - C06075 | Life | RegEd, Inc. | 9/30/2013 | Correspondence | 4 | 9/30/2013 |
Overview of Variable Contracts - C96700 | Annuities and Securities | RegEd, Inc. | 9/30/2013 | Correspondence | 3 | 9/30/2013 |