DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Hulcher, John Christopher	DOIID	561101	NAIC NPN	7521452

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 9/30/2009

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
9/30/2011	0	No	0	No	0	0	N/A	0	0	0	No
9/30/2009	0	No	2	No	11	2	N/A	0	11	13	No
6/30/2006	5	Yes	26	Yes	3	27	Yes	5	3	35	Yes
6/30/2004	4	Yes	23	Yes	0	15	Yes	12	0	27	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Morningstar Portfolio Analysis Tool - C54855	Life and Health	Goldman Sachs Asset Management	8/15/2006	Classroom	2	9/30/2009
Risk Management through Asset Allocation - C27468	Life and Health	Goldman Sachs Asset Management	6/5/2006	Classroom	1	6/30/2006
Serving the High Net Worth Market - C27467	Life and Health	Goldman Sachs Asset Management	6/5/2006	Classroom	1	6/30/2006
Opportunity-Small Business Market - C27466	Life and Health	Goldman Sachs Asset Management	6/5/2006	Classroom	1	6/30/2006
Making Sense of the ROTH Feature/401(k)/403(b)Plan - C61240	Life	Nationwide Life Insurance Company c/o Quest Cont Ed Solution	5/24/2006	Classroom	1	6/30/2006
Understanding Variable Annuities (classroom) - C11041	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	5/9/2006	Classroom	2	6/30/2006
Planning Wealth Preservation - C27463	Life and Health	Goldman Sachs Asset Management	5/8/2006	Classroom	1	6/30/2006
Foundations-Educated Investor - C27465	Life and Health	Goldman Sachs Asset Management	5/8/2006	Classroom	1	6/30/2006
IRC Section 72(t) - C27175	Life and Health	Goldman Sachs Asset Management	5/8/2006	Classroom	1	6/30/2006
Ethics IV: Case Studies in Ethics for Retail Sales - C44765	Ethics	RegEd, Inc.	5/1/2006	Correspondence	5	6/30/2006
Managing & Protecting Income in Retirement - C56927	Life	Wood Logan Academy	4/27/2006	Classroom	1	6/30/2006
The Roth 401(k) - C59887	Life / Variable	Wood Logan Academy	4/27/2006	Classroom	1	6/30/2006
Managing Investment Risk - C27469	Life and Health	Goldman Sachs Asset Management	2/27/2006	Classroom	1	6/30/2006
Is the Bull Market Over? - C27173	General Insurance Principles	Goldman Sachs Asset Management	2/27/2006	Classroom	1	6/30/2006
The Rollover Decision - C27464	Life and Health	Goldman Sachs Asset Management	2/27/2006	Classroom	1	6/30/2006
IRA Mistakes and Opportunities - C59372	Life / Variable	Wood Logan Academy	1/25/2006	Classroom	1	6/30/2006
Executive Benefit Plan Alternatives (2 Hour) - C41714	Life and Health	Principal Life Insurance Co. c/o RegEd Inc	9/22/2005	Classroom	2	6/30/2006
ESOP Basics and Benefits - C56036	Life	Principal Life Insurance Co. c/o RegEd Inc	9/22/2005	Classroom	2	6/30/2006
Extending the IRA - C35170	Life	Affordable-Success-FirstChoice-ClienTell CE	4/27/2005	Classroom	2	6/30/2006
Advanced Risk Management - C55224	Life	Voya Retirement Insurance and Annuity Company c/o RegEd	3/28/2005	Classroom	1	6/30/2006
Income Planning w/Variable Annuities - C45048	Life and Health	Wood Logan Academy	3/22/2005	Classroom	1	6/30/2006
To Defer or Not to Defer - C32926	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	2/24/2005	Classroom	1	6/30/2006
Protecting IRA Income - C54017	Life	Wood Logan Academy	10/28/2004	Classroom	1	6/30/2006
Variable Annuity Suitability - C54769	Life and Health	Prudential Annuities Life Assurance Corporation	10/7/2004	Classroom	1	6/30/2006
Annuity Contract Structure - C45128	Life	Prudential Annuities Life Assurance Corporation	10/7/2004	Classroom	1	6/30/2006