| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 3/2/2026 | Correspondence | 3 | 5/31/2026 |
| Financial Planning and Ethics - C94294 | Life and Health | Sigco, Inc. dba Pohs Institute | 2/5/2026 | Correspondence | 18 | 5/31/2026 |
| Financial Planning and Ethics (Ethic Section) - C94292 | Ethics | Sigco, Inc. dba Pohs Institute | 2/5/2026 | Correspondence | 6 | 5/31/2026 |
| Financial Strategies, DOL Updates & Ethics - C12160 | Life and Health | Sigco, Inc. dba Pohs Institute | 9/5/2025 | Correspondence | 18 | 5/31/2026 |
| Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161 | Ethics | Sigco, Inc. dba Pohs Institute | 9/5/2025 | Correspondence | 6 | 5/31/2026 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 9/27/2022 | Correspondence | 18 | 5/31/2024 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 9/27/2022 | Correspondence | 6 | 5/31/2024 |
| Wells Fargo Annunity Best Interest 4-hour Training - C20644 | Annuity Suitability | Kaplan | 7/8/2022 | Correspondence | 4 | 5/31/2024 |