DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Romaine, Michael Saphel	DOIID	594623	NAIC NPN	1492765

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
5/31/2027	0	No	0	Yes	0	0	N/A	12	0	12	12	No
5/31/2025	3	Yes	66	Yes	0	0	N/A	12	69	12	81	Yes
5/31/2023	7	Yes	47	Yes	0	0	N/A	4	56	4	60	Yes
5/31/2021	4	Yes	24	Yes	0	0	N/A	0	28	0	28	Yes
5/31/2019	4	Yes	8	Yes	0	0	N/A	12	12	12	24	Yes
5/31/2017	3	Yes	49	Yes	0	3	N/A	0	49	0	52	Yes
5/31/2015	4	Yes	8	Yes	12	4	N/A	0	8	12	24	Yes
5/31/2013	7	Yes	116	Yes	12	115	N/A	0	8	12	135	Yes
5/31/2011	6	Yes	122	Yes	12	122	N/A	0	6	12	140	Yes
5/31/2009	3	Yes	27	Yes	11	30	N/A	0	0	11	41	Yes
6/30/2006	3	Yes	7	Yes	0	32	Yes	0	3	0	35	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
WMCP 362 Strategic Wealth Management - C25755	Life and Health	American College, The	1/15/2024	Correspondence	29	5/31/2025
WMCP 261 Efficient Investment Portfolios - C25377	Life and Health	American College, The	9/21/2023	Correspondence	29	5/31/2025
WMCP 361 Efficient Investment Portfolios-Ethics - C25360	Ethics	American College, The	9/21/2023	Correspondence	3	5/31/2025
8 HOUR INITIAL LTC PARTNERSHIP TRAINING - C94916	Long Term Care Partnership Act	LTCi Training.com, LLC	9/14/2023	Correspondence	8	5/31/2025
WMCP 360 Introduction to Goal-Based Planning_ETH - C24791	Ethics	American College, The	5/18/2023	Correspondence	3	5/31/2023
WMCP 360 Introduction to Goal-Based Planning - C24646	Life and Health	American College, The	5/18/2023	Correspondence	18	5/31/2023
Estate Planning Techn. for Small Business Owners - C22955	Life	WebCE, Inc	5/10/2022	Correspondence	5	5/31/2023
Financial Planning for Today''s Consumer - C14608	Life and Health	WebCE, Inc	5/3/2022	Correspondence	12	5/31/2023
Ethical Practice Standards for Today''s Producer - C02695	Ethics	WebCE, Inc	4/26/2022	Correspondence	4	5/31/2023
Distribution Planning - C07200	Life	WebCE, Inc	4/24/2022	Correspondence	12	5/31/2023
AML Practices for the Insurance Producer:Rec Red.. - C24751	General Insurance Principles	WebCE, Inc	4/19/2022	Correspondence	2	5/31/2023