| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| INDEXED PRODUCTS, 2ND EDITION - C14986 | Life and Health | Kaplan | 10/29/2025 | Correspondence | 6 | 10/31/2025 |
| Section 529 Plans, 3rd Ed. - C94515 | Life | Kaplan | 10/28/2025 | Correspondence | 3 | 10/31/2025 |
| Ethics and Seniors:Understanding the Mature Market - C13648 | Ethics | WebCE, Inc | 11/11/2023 | Correspondence | 3 | 10/31/2025 |
| Principles of Wealth Management - C43825 | Life | WebCE, Inc | 10/26/2022 | Correspondence | 8 | 10/31/2023 |
| Distribution Planning - C07200 | Life | WebCE, Inc | 10/26/2022 | Correspondence | 12 | 10/31/2023 |
| Annuity Suitability and Best Interest Standards - C20776 | Annuity Suitability | WebCE, Inc | 10/23/2022 | Correspondence | 4 | 10/31/2023 |
| Ethically Serving Seniors with Diminished Capacity - C93473 | Ethics | WebCE, Inc | 10/22/2022 | Correspondence | 3 | 10/31/2023 |