Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
---|
Financial Planning and Ethics (Ethic Section) - C94292 | Ethics | Sigco, Inc. dba Pohs Institute | 6/25/2024 | Correspondence | 6 | 8/31/2024 |
Financial Planning and Ethics - C94294 | Life and Health | Sigco, Inc. dba Pohs Institute | 6/25/2024 | Correspondence | 18 | 8/31/2024 |
Diversification: A Strategy for Asset Pro & Growth - C54635 | Life / Variable | RegEd, Inc. | 8/9/2022 | Correspondence | 4 | 8/31/2022 |
Ethical Issues in the Financial Services Industry - C67521 | Ethics | RegEd, Inc. | 8/9/2022 | Correspondence | 5 | 8/31/2022 |
NAIC Suitability in Annuity Transactions Model Reg - C07658 | Annuity Suitability | RegEd, Inc. | 8/3/2022 | Correspondence | 4 | 8/31/2022 |
The Advisors Guide To Retirement Planning - C56849 | Life | Broker Educational Sales and Training | 6/14/2022 | Correspondence | 12 | 8/31/2022 |
Advanced Variable Annuities - C31056 | Life | RegEd, Inc. | 8/27/2020 | Correspondence | 2 | 8/31/2020 |
NAIC Suitability in Annuity Transactions Model Reg - C07658 | Annuity Suitability | RegEd, Inc. | 8/26/2020 | Correspondence | 4 | 8/31/2020 |
Certificates of Deposit - C53458 | Life and Health | RegEd, Inc. | 8/26/2020 | Correspondence | 4 | 8/31/2020 |
Ethical Decision Making - C14266 | Ethics | RegEd, Inc. | 8/21/2020 | Correspondence | 3 | 8/31/2020 |
Equity Indexed Annuities - C61138 | Life | RegEd, Inc. | 12/5/2018 | Correspondence | 3 | 8/31/2020 |
Beyond the Number Correcting Conv Wisdom Ret Inco. - C93504 | Life / Variable | Jackson National Life Distributors | 10/29/2018 | Classroom | 1 | 8/31/2020 |