DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Smith, Mark Eldon	DOIID	607544	NAIC NPN	8451798

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 3/31/2011

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr Hours	Total CE Hours	Compliant This Period
3/31/2013	0	No	0	No	0	N/A	0	0	No
3/31/2011	0	No	7	Yes	0	N/A	7	7	No
3/31/2009	16	Yes	0	No	12	N/A	12	24	No
3/31/2007	4	Yes	20	Yes	12	Yes	12	24	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Replacements, 1035 Exchanges, & Mut Fund Switches - C37680	Life	RegEd, Inc.	10/6/2009	Correspondence	3	3/31/2011
Fixed and Variable Life Insurance - C25676	Life and Health	RegEd, Inc.	10/6/2009	Correspondence	4	3/31/2011
Ethics & Consumer Protection - C68960	Ethics	Commonwealth Schools of Insurance, Inc.	3/26/2009	Classroom	6	3/31/2009
Errors & Omissions - C69328	Property and Casualty	Commonwealth Schools of Insurance, Inc.	3/26/2009	Classroom	6	3/31/2009
Income Taxation of Life Insurance - C63059	Life	RegEd, Inc.	3/10/2009	Correspondence	2	3/31/2009
Ethics in Insurance - C55712	Ethics	RegEd, Inc.	3/10/2009	Correspondence	10	3/31/2009
Ethical Practices I - C39649	Ethics	Commonwealth Schools of Insurance, Inc.	6/20/2007	Classroom	4	3/31/2007
Retirement Planning Employee Benefits I - C39639	Life and Health	Commonwealth Schools of Insurance, Inc.	6/19/2007	Classroom	8	3/31/2007
An Overview of Insurance Products - C53446	Life and Health	RegEd, Inc.	6/14/2007	Correspondence	12	3/31/2007