PUBLIC PROTECTION
CABINET
DEPARTMENT OF INSURANCE
Agent Licensing - Continuing Education Information
NameNicholson Jr, James CDOIID652676NAIC NPN9153289
If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:
  • IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
  • Each compliance period, you must complete –
    • Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
    • Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,
  • There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
  • REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
  • Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
  • Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.
Agent CE Compliance by: Extension Date :
CE Compliance DateEthics HoursEthics CompleteLOA HoursLOA CompleteClass CarryoverClass Hours BienniumClass CompleteCorr. CarryoverCorr HoursTotal Carryover hoursTotal CE HoursCompliant
This
Period
4/30/20270No0Yes00N/A0000No
4/30/20256Yes18Yes00N/A024024Yes
4/30/20233Yes18Yes00N/A123124Yes
4/30/20214Yes18Yes00N/A322325Yes
4/30/20193Yes21Yes00N/A324327Yes
4/30/20173Yes12Yes40N/A8151227Yes
4/30/20153Yes29Yes115N/A0271143Yes
4/30/20133Yes20Yes1211N/A0121235Yes
4/30/20119Yes50Yes142N/A017160Yes
4/30/20093Yes22Yes013N/A012025Yes
Course #Course ConcentrationKY Provider NameCompletion DateMethod of InstructionCredit HoursCompliance Date
Financial Planning and Ethics - C94294Life and HealthSigco, Inc. dba Pohs Institute12/7/2023Correspondence184/30/2025
Financial Planning and Ethics (Ethic Section) - C94292EthicsSigco, Inc. dba Pohs Institute12/7/2023Correspondence64/30/2025
Ethical Standards for Producers - C08627EthicsQuest Continuing Education Solutions5/19/2023Correspondence34/30/2023
Estate Planning - C13636Life / VariableQuest Continuing Education Solutions5/19/2023Correspondence44/30/2023
Advanced Asset Allocation Strategies - C13218Life and HealthQuest Continuing Education Solutions5/19/2023Correspondence34/30/2023
Property and Casualty Claims Operations - C20731Property and CasualtyQuest Continuing Education Solutions5/19/2023Correspondence24/30/2023
Section 529 Plans - C44490General Insurance PrinciplesQuest Continuing Education Solutions5/19/2023Correspondence24/30/2023
Effects of Market Uncertainty on Ret Planning - C44488Life / VariableQuest Continuing Education Solutions5/19/2023Correspondence24/30/2023
Planning for Senior Needs - C11100LifeQuest Continuing Education Solutions5/19/2023Correspondence54/30/2023
Anti-Money Laundering Beneficial Ownership - C94805LifeQuest Continuing Education Solutions5/19/2023Correspondence14/30/2023
Recommending Annuties Under the New NAIC Best Inst - C23810Annuity SuitabilityRegEd, Inc.6/30/2022Correspondence14/30/2023
Anti-Money Laundering Regs & New Red Flag Req''s - C01543LifeQuest Continuing Education Solutions6/29/2021Correspondence14/30/2021
The Truth About Variable Annuities - C44723Life and HealthQuest Continuing Education Solutions6/29/2021Correspondence74/30/2021
Life Settlements - C68642LifeQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Fixed Annuities vs Var Annuities vs Mutual Funds - C41110Life / VariableQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Ethical Issues Facing The Financial Services Ind. - C12809EthicsQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Structure &Suitability of Equity Indexed Annuities - C55233Life / VariableQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Anti-Money Laundering Regs & Ramifications - C44724Life and HealthQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Variable Index Annuities - C20844LifeQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Senior Needs Planning - C92235Life and HealthQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Introduction to Individual Retirement Accounts - C92237Life and HealthQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Annuities in Retirement Planning - C92236Life and HealthQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
UNDERSTANDING THE TYPES OF ANNUITIES - C43313Annuity SuitabilityQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
LIVING BENEFIT RIDERS - C19423LifeQuest Continuing Education Solutions6/28/2021Correspondence14/30/2021
Ethics and Professional Responsibility - C13335EthicsQuest Continuing Education Solutions6/28/2021Correspondence34/30/2021

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