DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Roche, Elizabeth Marie	DOIID	673864	NAIC NPN	10287776

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
9/30/2027	0	No	0	Yes	0	N/A	12	0	12	12	No
9/30/2025	9	Yes	23	Yes	0	N/A	5	36	5	41	Yes
9/30/2023	3	Yes	0	Yes	3	N/A	4	22	4	29	Yes
9/30/2021	4	Yes	22	Yes	0	N/A	0	28	0	28	Yes
9/30/2019	4	Yes	9	Yes	1	N/A	11	12	11	24	Yes
9/30/2017	6	Yes	29	Yes	0	N/A	0	35	0	35	Yes
9/30/2013	0	No	0	No	0	N/A	0	0	0	0	No
9/30/2011	0	No	2	No	2	N/A	1	0	1	3	No
9/30/2009	6	Yes	19	Yes	0	N/A	0	25	0	25	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Using Annuities for Retirement Income - C25077	Property and Casualty	WebCE, Inc	11/24/2024	Correspondence	4	9/30/2025
Critical Decisions For Retirement Planning - C25909	Life and Health	WebCE, Inc	11/24/2024	Correspondence	5	9/30/2025
Ethically Serving Seniors with Diminished Capacity - C93473	Ethics	WebCE, Inc	11/17/2023	Correspondence	3	9/30/2025
Agents&Advisory Key to Annuities&Ethical Conduct - C23666	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	11/9/2023	Correspondence	18	9/30/2025
Agents Ethical Considerations&Consumer Suitability - C23700	Ethics	Affordable-Success-FirstChoice-ClienTell CE	11/9/2023	Correspondence	6	9/30/2025
Kentucky LTC Programs Policies & Partnerships - C02336	Long Term Care Partnership Act	WebCE, Inc	10/1/2023	Correspondence	8	9/30/2023
Personal Life Insurance Planning - C65864	Life	WebCE, Inc	9/18/2023	Correspondence	3	9/30/2023
Principles Of Tax Planning For Financial Advisor-C - C26057	General Insurance Principles	FPA of Greater Cincinnati	8/24/2023	Classroom	1	9/30/2023
EstatePlanningForIncomeTaxesMaximizingStep-UpIn-Cl - C26056	General Insurance Principles	FPA of Greater Cincinnati	8/24/2023	Classroom	1	9/30/2023
AnAdvisorGuideToTheNew20%Pass-ThroughDeduction-Cla - C26055	General Insurance Principles	FPA of Greater Cincinnati	8/24/2023	Classroom	1	9/30/2023
Anti-Money Laundering for the Insurance Industry - C78856	Life and Health	WebCE, Inc	8/23/2023	Correspondence	2	9/30/2023
Ethics and Seniors:Understanding the Mature Market - C13648	Ethics	WebCE, Inc	1/30/2023	Correspondence	3	9/30/2023
Cyber-Security Insurance - C66100	Property and Casualty	RegEd, Inc.	12/20/2022	Correspondence	2	9/30/2023
Annuity Suitability and Best Interest Standards - C20776	Annuity Suitability	WebCE, Inc	9/21/2022	Correspondence	4	9/30/2023
Estate Planning Techn. for Small Business Owners - C22955	Life	WebCE, Inc	9/24/2021	Correspondence	5	9/30/2021
Fundamentals of Estate Planning - C99699	Life and Health	WebCE, Inc	9/24/2021	Correspondence	12	9/30/2021
Ethical Practice Standards for Today''s Producer - C02695	Ethics	WebCE, Inc	9/16/2021	Correspondence	4	9/30/2021
401(k) Plans - C20530	Life	WebCE, Inc	9/16/2021	Correspondence	5	9/30/2021
AML Practices for the Insurance Producer:Rec Red.. - C24751	General Insurance Principles	WebCE, Inc	9/15/2021	Correspondence	2	9/30/2021