DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Swaim, Jeffrey Allen	DOIID	677779	NAIC NPN	10606896

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 10/31/2024

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2026	0	No	0	Yes	0	N/A	12	0	12	12	No
10/31/2024	3	Yes	31	Yes	0	N/A	2	34	2	36	Yes
10/31/2022	6	Yes	19	Yes	0	N/A	1	25	1	26	Yes
10/31/2020	3	Yes	20	Yes	0	N/A	2	23	2	25	Yes
10/31/2018	3	Yes	12	Yes	0	N/A	11	15	11	26	Yes
10/31/2016	3	Yes	20	Yes	1	N/A	12	22	12	35	Yes
10/31/2014	3	Yes	35	Yes	4	N/A	7	34	7	45	Yes
10/31/2012	3	Yes	28	Yes	8	N/A	0	23	0	31	Yes
10/31/2010	3	Yes	21	Yes	22	N/A	0	2	0	24	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Introduction to Indexed Products - C98564	Life and Health	WebCE, Inc	7/31/2023	Correspondence	10	10/31/2024
How to Structure an Annuity Contract - C94168	Life and Health	WebCE, Inc	7/31/2023	Correspondence	4	10/31/2024
ACA and The Basics of Health Insurance Exchange - C15912	Life and Health	WebCE, Inc	7/31/2023	Correspondence	4	10/31/2024
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	7/31/2023	Correspondence	3	10/31/2024
Strategic Retirement Planning - C24368	Life and Health	Quest Continuing Education Solutions	5/28/2023	Correspondence	13	10/31/2024
Annuity Suitability&Best Interest Standard:1HrTrai - C20651	Annuity Suitability	Kaplan	1/4/2022	Correspondence	1	10/31/2022
Agents&Advisory Key to Annuities&Ethical Conduct - C23666	Life and Health	Affordable-Success-FirstChoice-ClienTell CE	11/12/2020	Correspondence	18	10/31/2022
Agents Ethical Considerations&Consumer Suitability - C23700	Ethics	Affordable-Success-FirstChoice-ClienTell CE	11/12/2020	Correspondence	6	10/31/2022
IRA Rollovers - C34636	Life and Health	WebCE, Inc	9/8/2020	Correspondence	6	10/31/2020
Developing a Client- Centered Code - C93837	Ethics	WebCE, Inc	9/8/2020	Correspondence	3	10/31/2020
Guide to Retirement Planning Strategies - C94002	Life	Broker Educational Sales and Training	5/9/2019	Correspondence	14	10/31/2020