DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Spath, Daniel Edward	DOIID	688114	NAIC NPN	11521070

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance Date: 10/31/2026

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
10/31/2028	0	No	0	Yes	0	0	N/A	12	0	12	12	No
10/31/2026	12	Yes	34	Yes	0	0	N/A	2	46	2	48	Yes
10/31/2024	3	Yes	11	Yes	0	12	N/A	12	2	12	26	Yes
10/31/2022	12	Yes	23	Yes	0	0	N/A	2	35	2	37	Yes
10/31/2020	3	Yes	11	Yes	0	5	N/A	12	9	12	26	Yes
10/31/2018	9	Yes	26	Yes	0	7	N/A	12	28	12	47	Yes
10/31/2016	3	Yes	24	Yes	0	3	N/A	10	24	10	37	Yes
10/31/2014	3	Yes	27	Yes	0	2	N/A	4	28	4	34	Yes
10/31/2012	6	Yes	18	Yes	3	0	N/A	0	25	3	28	Yes
10/31/2010	4	Yes	23	Yes	0	15	N/A	0	12	0	27	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
Suitability Issues - Part I - C98463	Life, Health, Property & Casualty	Commonwealth Schools of Insurance, Inc.	5/15/2025	Correspondence	6	10/31/2026
Financial Planning Process Course - C44573	Life and Health	Commonwealth Schools of Insurance, Inc.	5/15/2025	Correspondence	12	10/31/2026
Annuity Suitability - Best Interest I - C20107	Annuity Suitability	Commonwealth Schools of Insurance, Inc.	5/15/2025	Correspondence	4	10/31/2026
Ethical Practices II - C39650	Ethics	Commonwealth Schools of Insurance, Inc.	4/22/2025	Correspondence	12	10/31/2026
Life & Health Ins Laws - C44291	Life and Health	Commonwealth Schools of Insurance, Inc.	4/22/2025	Correspondence	12	10/31/2026
2024 Medicare Summit - C27020	Health	National Association of Benefits and Insurance Professionals Kentucky Chapter	6/12/2024	Classroom	6	10/31/2024
2023 Medicare Summit-Ethics Classroom - C25824	Ethics	National Association of Benefits and Insurance Professionals Kentucky Chapter	7/19/2023	Classroom	3	10/31/2024
2023 Medicare Summit-Afternoon Classroom - C25825	Health	National Association of Benefits and Insurance Professionals Kentucky Chapter	7/19/2023	Classroom	3	10/31/2024
State-BasedMarketplaceCertification,RegistrationRe - C80455	Life and Health	Kentucky Health Benefit Exchange	4/12/2023	Correspondence	2	10/31/2024
State Based Marketplace Certification/Registration - C18396	Health	Kentucky Health Benefit Exchange	9/30/2021	Correspondence	5	10/31/2022
Medicare And Medigap Insurance II - C39618	Life and Health	Commonwealth Schools of Insurance, Inc.	8/27/2021	Correspondence	6	10/31/2022
Ethical Practices II - C39650	Ethics	Commonwealth Schools of Insurance, Inc.	8/27/2021	Correspondence	12	10/31/2022
Suitability Issues - Part I - C98463	Life, Health, Property & Casualty	Commonwealth Schools of Insurance, Inc.	8/27/2021	Correspondence	6	10/31/2022
Long Term Care II - C39614	Life and Health	Commonwealth Schools of Insurance, Inc.	8/27/2021	Correspondence	6	10/31/2022