Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
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FinancialExploitationofSr''s:WhyInsAgentsShouldCare - C80105 | Ethics | Kaplan | 12/12/2023 | Correspondence | 2 | 10/31/2023 |
Recommending Annuties Under the New NAIC Best Inst - C23810 | Annuity Suitability | RegEd, Inc. | 5/25/2023 | Correspondence | 1 | 10/31/2023 |
Variable Annuities, 2nd Edition - C12310 | Annuities and Securities | RegEd, Inc. | 5/25/2023 | Correspondence | 5 | 10/31/2023 |
Diversification: A Strategy for Asset Pro & Growth - C54635 | Life / Variable | RegEd, Inc. | 5/23/2023 | Correspondence | 4 | 10/31/2023 |
Unethical Behavior - Opportunities Abound - C03113 | Ethics | RegEd, Inc. | 5/23/2023 | Correspondence | 4 | 10/31/2023 |
Understanding Variable Annuities:Functions,Benefit - C63203 | Life / Variable | RegEd, Inc. | 5/23/2023 | Correspondence | 4 | 10/31/2023 |
Ethical Issues in the Financial Services Industry - C67521 | Ethics | RegEd, Inc. | 5/22/2023 | Correspondence | 5 | 10/31/2023 |
Know Your Customer & Variable Annuities FINRA2330 - C94749 | Life | Kaplan | 8/27/2021 | Correspondence | 3 | 10/31/2021 |
Annuity Suitblty:4hr Training Course 2ED - C39107 | Annuity Suitability | Kaplan | 8/20/2021 | Correspondence | 4 | 10/31/2021 |
Anti-Money Laundering Laws & Practices - C03557 | Life and Health | Kaplan | 8/20/2021 | Correspondence | 4 | 10/31/2021 |
Ethical Practices - C61788 | Ethics | Kaplan | 8/19/2021 | Correspondence | 12 | 10/31/2021 |